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BENJAMIN ADAM WHITACRE
Ben Whitacre
CRD#: 4904054
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 PONTE VERDA, FL
Registration History
20062008201020122014201620182020202220242 FIRMS2005 - 2006 (1 year)2 FIRMS2019 - Present (5 years)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2006 - 2019 (13 years)IANORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2011 - 2016 (4 years)
License(s)

State Registrations

B
California 10/11/2022

B
North Carolina 11/18/2019

B
Colorado 11/18/2019

B
Ohio 11/18/2019

B
Connecticut 11/18/2019

B
Pennsylvania 11/18/2019

B
District of Columbia 11/18/2019

B
South Carolina 1/25/2023

B
Florida 11/18/2019

B
Texas 6/14/2022

IA
Florida 3/26/2021

IA
Texas 7/28/2022

B
Maine 11/18/2019

B
Utah 11/27/2019

B
Maryland 11/18/2019

B
Virginia 11/18/2019

B
Michigan 11/18/2019

B
Washington 6/14/2022

B
New Jersey 11/18/2019

B
West Virginia 11/18/2019

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
PONTE VERDA, FL
Registered with this firm since 11/18/2019

B
LPL FINANCIAL LLC (CRD#:6413)
PONTE VERDA, FL
Registered with this firm since 11/18/2019

Previous Registration(s)
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B
06/15/2006 - 11/20/2019 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) Hunt Valley, MD
IA
12/01/2011 - 09/14/2016 NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC (CRD#:2881) Hunt Valley, MD
IA
06/10/2005 - 05/10/2006 AXA ADVISORS, LLC (CRD#:6627) COLUMBIA, MD
B
05/11/2005 - 05/10/2006 AXA ADVISORS, LLC (CRD#:6627) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.