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Detailed Report
Dane Alden Bradford
Dane Bradford
CRD#: 4903910
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 ATHENS, TN
CETERA ADVISOR NETWORKS LLCCRD#: 13572 ATHENS, TN
Registration History
200620082010201220142016201820202022202420262 FIRMS2010 - 2012 (2 years)2 FIRMS2012 - 2018 (5 years)2 FIRMS2018 - 2021 (3 years)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - Present (1 year)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2021 - Present (3 years)BU.S. BANCORP INVESTMENTS, INC. (CRD# 17868)2007 - 2010 (2 years)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2005 - 2005 (<1 year)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2021 - 2023 (1 year)IAU.S. BANCORP INVESTMENTS, INC. (CRD# 17868)2009 - 2010 (<1 year)
License(s)

State Registrations

B
Arizona 7/16/2021
B
New York 7/16/2021
B
California 7/16/2021
B
Oregon 7/16/2021
B
Georgia 2/28/2023
B
Tennessee 7/16/2021
B
Hawaii 7/16/2021
IA
Tennessee 6/29/2023
B
Idaho 7/16/2021
B
Texas 7/16/2021
B
Illinois 4/24/2023
IA
Texas 6/29/2023
B
Maryland 3/15/2023
B
Washington 7/16/2021
B
Nevada 7/16/2021
B
Wisconsin 7/16/2021
B
New Jersey 2/24/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
ATHENS, TN
Registered with this firm since 6/29/2023
B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
ATHENS, TN
Registered with this firm since 7/16/2021
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/19/2021 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) EL SEGUNDO, CA
IA
 03/30/2018 - 07/23/2021 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) LAKE OSWEGO, OR
B
 03/30/2018 - 07/23/2021 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) LAKE OSWEGO, OR
IA
 10/01/2012 - 04/11/2018 J.P. MORGAN SECURITIES LLC (CRD#:79) PORTLAND, OR
B
 10/01/2012 - 04/11/2018 J.P. MORGAN SECURITIES LLC (CRD#:79) PORTLAND, OR
IA
 06/15/2010 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) PORTLAND, OR
B
 06/15/2010 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) PORTLAND, OR
IA
 08/11/2009 - 05/28/2010 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) PORTLAND, OR
B
 07/17/2007 - 05/28/2010 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) PORTLAND, OR
B
 02/11/2005 - 11/01/2005 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) MILWAUKEE, WI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.