Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
ADAM JAY MACH
CRD#: 4902710
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 8025 EIGER DR STE 100
LINCOLN, NE 68516
Registration History
200620082010201220142016201820202022202420262 FIRMS2005 - 2021 (16 years)2 FIRMS2021 - Present (3 years)
License(s)

State Registrations

B
Arizona 7/21/2021
B
Missouri 7/21/2021
B
Arkansas 7/21/2021
B
Nebraska 7/21/2021
B
California 7/21/2021
IA
Nebraska 7/21/2021
B
Colorado 7/21/2021
B
New Mexico 7/21/2021
B
Connecticut 7/21/2021
B
New York 7/21/2021
B
District of Columbia 7/30/2021
B
North Dakota 7/21/2021
B
Florida 7/21/2021
B
Ohio 7/21/2021
B
Georgia 7/21/2021
B
Oklahoma 7/21/2021
B
Illinois 7/21/2021
B
Oregon 7/21/2021
B
Indiana 7/21/2021
B
Texas 7/21/2021
B
Iowa 7/21/2021
IA
Texas 7/21/2021
B
Kansas 7/21/2021
B
Virginia 7/21/2021
B
Maryland 8/26/2021
B
Washington 7/21/2021
B
Massachusetts 7/21/2021
B
West Virginia 7/21/2021
B
Michigan 7/21/2021
B
Wisconsin 7/21/2021
B
Minnesota 7/21/2021
B
Wyoming 7/21/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
8025 EIGER DR STE 100, LINCOLN, NE 68516
Registered with this firm since 7/21/2021
B
LPL FINANCIAL LLC (CRD#:6413)
8025 EIGER DR STE 100, LINCOLN, NE 68516
Registered with this firm since 7/21/2021
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 03/03/2005 - 07/21/2021 WADDELL & REED (CRD#:866) LINCOLN, NE
B
 01/19/2005 - 07/21/2021 WADDELL & REED (CRD#:866) LINCOLN, NE
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.