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Neil P Richardson
NEIL PAUL RICHARDSON
CRD#: 4902709
IA
B
EDWARD JONESCRD#: 250 LINCOLN SQUARE MALL
300 S BROADWAY AVE SUITE 148
URBANA, IL 61801-3449
300 S BROADWAY AVE SUITE 148
URBANA, IL 61801-3449
0
Disclosures
19
Years of Experience
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State Registrations
B
Alaska 3/6/2018
B
Missouri 8/10/2012
B
Arkansas 2/10/2017
B
Nevada 8/10/2012
B
California 10/17/2013
B
New Mexico 2/7/2019
B
Colorado 1/18/2017
B
New York 8/10/2012
B
Florida 8/10/2012
B
North Carolina 8/13/2012
B
Illinois 3/26/2012
B
Ohio 12/19/2019
IA
Illinois 3/26/2012
B
Oregon 11/14/2012
B
Indiana 7/27/2012
B
South Carolina 5/21/2012
B
Louisiana 8/27/2024
B
Tennessee 3/30/2021
B
Maine 7/17/2020
B
Texas 7/30/2012
B
Michigan 1/3/2019
IA
Texas 8/25/2014
B
Minnesota 3/29/2018
B
Washington 1/17/2020
B
Mississippi 3/16/2020
B
Wisconsin 7/30/2012
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 3/26/2012
B
Registered with this firm since 3/26/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/21/2008 - 03/15/2012 | CHAMPAIGN, IL | |
B | 09/27/2005 - 03/15/2012 | CHAMPAIGN, IL | |
IA | 11/06/2006 - 04/30/2007 | MILWAUKEE, WI |
MILWAUKEE, WI
11/06/2006 - 04/30/2007
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.