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PAUL DOUGLAS LYONS
PAUL D. LYONS
CRD#: 4900585
IA
B
TECTONIC ADVISORS LLCCRD#: 139713 17 COWBOYS WAY
STE 250
FRISCO, TX 75034
STE 250
FRISCO, TX 75034
SANDERS MORRIS LLCCRD#: 20580 5950 Sherry Lane
SUITE 470
Dallas, TX 75225
SUITE 470
Dallas, TX 75225
0
Disclosures
19
Years of Experience
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State Registrations
IA
Texas 2/13/2006
SRO Registrations
B
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IA
Registered with this firm since 4/21/2006
IA
Registered with this firm since 2/13/2006
B
Registered with this firm since 7/18/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 06/07/2016 - 10/26/2016 | Dallas, TX | |
IA | 01/05/2005 - 11/11/2005 | DALLAS, TX |
DALLAS, TX
01/05/2005 - 11/11/2005
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.