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Detailed Report
Jonathan David Adams
JONATHAN D ADAMS, JONATHAN DAVID ADAMS, JONATHAN ADAMS, JONATHAND ADAMS
CRD#: 4900166
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 13520 BEACH BLVD
JACKSONVILLE, FL 32224
Registration History
200620082010201220142016201820202022202420262 FIRMS2010 - 2022 (12 years)2 FIRMS2022 - 2022 (<1 year)2 FIRMS2023 - Present (1 year)BPHOENIX EQUITY PLANNING CORPOR... (CRD# 3036)2007 - 2008 (<1 year)BPRUCO SECURITIES, LLC. (CRD# 5685)2007 - 2007 (<1 year)
Disclosure(s)
View By:
9/16/2024
Financial
Final
License(s)

State Registrations

B
Alabama 12/5/2023
B
Nebraska 12/5/2023
B
Alaska 12/5/2023
B
Nevada 12/5/2023
B
Arizona 12/5/2023
B
New Hampshire 12/5/2023
B
Arkansas 12/5/2023
B
New Jersey 12/5/2023
B
California 11/1/2023
B
New Mexico 12/5/2023
B
Colorado 12/5/2023
B
New York 12/5/2023
B
Connecticut 12/5/2023
B
North Carolina 6/1/2023
B
Delaware 12/5/2023
B
North Dakota 12/5/2023
B
District of Columbia 12/5/2023
B
Ohio 12/5/2023
B
Florida 6/1/2023
B
Oklahoma 12/5/2023
IA
Florida 6/5/2023
B
Oregon 9/21/2023
B
Georgia 11/28/2023
B
Pennsylvania 9/13/2023
B
Hawaii 12/5/2023
B
Puerto Rico 12/5/2023
B
Idaho 12/5/2023
B
Rhode Island 12/5/2023
B
Illinois 12/5/2023
B
South Carolina 12/5/2023
B
Indiana 12/5/2023
B
South Dakota 12/5/2023
B
Iowa 12/5/2023
B
Tennessee 12/5/2023
B
Kansas 12/5/2023
B
Texas 6/1/2023
B
Kentucky 12/5/2023
IA
Texas 6/1/2023
B
Louisiana 12/5/2023
B
Utah 12/5/2023
B
Maine 12/5/2023
B
Vermont 12/5/2023
B
Maryland 12/5/2023
B
Virgin Islands 12/5/2023
B
Massachusetts 12/5/2023
B
Virginia 9/13/2023
B
Michigan 12/5/2023
B
Washington 7/10/2023
B
Minnesota 12/5/2023
B
West Virginia 12/5/2023
B
Mississippi 12/5/2023
B
Wisconsin 12/5/2023
B
Missouri 12/5/2023
B
Wyoming 12/5/2023
B
Montana 12/5/2023

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
13520 BEACH BLVD, JACKSONVILLE, FL 32224
1516 CR 220, Fleming Island, FL 32003
Registered with this firm since 6/1/2023
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
13520 BEACH BLVD, JACKSONVILLE, FL 32224
1516 CR 220, Fleming Island, FL 32003
Registered with this firm since 6/1/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 08/22/2022 - 09/22/2022 EMPOWER ADVISORY GROUP, LLC (CRD#:112058) Jacksonville, FL
B
 08/09/2022 - 09/22/2022 EMPOWER FINANCIAL SERVICES, INC. (CRD#:13109) GREENWOOD VILLAGE, CO
IA
 05/10/2010 - 07/12/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) JACKSONVILLE, FL
B
 02/15/2010 - 07/12/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) JACKSONVILLE, FL
B
 10/12/2007 - 09/02/2008 PHOENIX EQUITY PLANNING CORPORATION (CRD#:3036) HARTFORD, CT
B
 01/01/2007 - 06/12/2007 PRUCO SECURITIES, LLC. (CRD#:5685) MIDDLEBURY, CT
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.