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ALEXANDER CLARK IV
ALEXANDER C CLARK, ALEXANDER CLARK
CRD#: 4899982
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 1337 TILTON ROAD
NORTHFIELD, NJ 08225
Registration History
200620082010201220142016201820202022202420262 FIRMS2005 - 2006 (<1 year)2 FIRMS2006 - 2008 (2 years)2 FIRMS2008 - Present (16 years)
License(s)

State Registrations

B
Arizona 1/5/2017

B
New Jersey 12/8/2008

B
Arkansas 12/22/2023

IA
New Jersey 12/8/2008

B
California 1/5/2017

B
New York 12/8/2008

B
Connecticut 12/18/2018

B
North Carolina 12/8/2008

B
Delaware 9/4/2009

IA
North Carolina 1/9/2025

B
District of Columbia 4/8/2019

B
Ohio 1/12/2017

B
Florida 12/8/2008

B
Pennsylvania 12/8/2008

B
Georgia 9/4/2009

B
Rhode Island 12/3/2024

B
Illinois 7/13/2020

B
South Carolina 9/4/2009

B
Maine 1/4/2022

B
Tennessee 3/31/2021

B
Maryland 9/4/2009

B
Texas 12/12/2018

B
Massachusetts 6/3/2009

IA
Texas 4/20/2020

B
Michigan 9/8/2009

B
Utah 3/31/2021

B
Nevada 1/5/2017

B
Virginia 9/4/2009

B
New Hampshire 3/31/2021

B
Washington 1/2/2025

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
1337 TILTON ROAD, NORTHFIELD, NJ 08225
Registered with this firm since 12/8/2008

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
1337 TILTON ROAD, NORTHFIELD, NJ 08225
Registered with this firm since 12/8/2008

Previous Registration(s)
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IA
03/13/2006 - 12/10/2008 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) EGG HARBOR TOWNSHIP, NJ
B
03/13/2006 - 12/10/2008 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) EGG HARBOR TOWNSHIP, NJ
IA
05/10/2005 - 02/27/2006 MORGAN STANLEY (CRD#:7556) NORTHFIELD, NJ
B
03/25/2005 - 02/27/2006 MORGAN STANLEY DW INC. (CRD#:7556) NORTHFIELD, NJ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.