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Detailed Report
WILLIAM E HARGROVE
BILL HARGROVE
CRD#: 4898742
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 11025 7700 IRVINE CENTER DR
STE 520
IRVINE, CA 92618
Registration History
200620082010201220142016201820202022202420262 FIRMS2005 - 2016 (11 years)2 FIRMS2016 - Present (8 years)
License(s)

State Registrations

B
Arizona 5/23/2016
B
Montana 3/11/2024
B
California 5/23/2016
B
Nevada 10/31/2017
IA
California 5/23/2016
B
North Carolina 5/11/2018
B
Colorado 5/23/2016
B
South Carolina 5/17/2018
B
Florida 8/21/2019
B
Tennessee 5/23/2016
B
Idaho 10/7/2020
B
Texas 5/4/2018
B
Indiana 10/28/2022
IA
Texas 5/4/2018
B
Kentucky 1/17/2025
B
Utah 1/19/2023
B
Maryland 12/17/2019
B
Virginia 5/23/2016
B
Massachusetts 3/12/2018
B
Washington 1/23/2018

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:11025)
7700 IRVINE CENTER DR STE 520, IRVINE, CA 92618
LAGUNA NIGUEL, CA
Registered with this firm since 5/23/2016
B
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025)
7700 IRVINE CENTER DR STE 520, IRVINE, CA 92618
LAGUNA NIGUEL, CA
Registered with this firm since 5/23/2016
Previous Registration(s)
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IA
 03/07/2005 - 05/26/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) COSTA MESA, CA
B
 02/23/2005 - 05/26/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) COSTA MESA, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.