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James Timothy Hickey
CRD#: 4897654
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Investment Adviser
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Previous Broker
CRIMSON WEALTHCRD#: 334123 FAIRHOPE, AL
Registration History
200620082010201220142016201820202022202420262 FIRMS2017 - 2019 (2 years)2 FIRMS2020 - 2022 (2 years)IACRIMSON WEALTH (CRD# 334123)2024 - Present (<1 year)BRIVERROCK SECURITIES, LLC (CRD# 153178)2010 - 2015 (4 years)BWOODROCK SECURITIES, L.P. (CRD# 133653)2005 - 2006 (<1 year)IAALTERNATIVE RISK STRATEGIES LLC (CRD# 322479)2022 - 2024 (2 years)IAOT ADVISORS LLC (CRD# 328812)2023 - 2024 (<1 year)IARIVERROCK CAPITAL MANAGEMENT LLC (CRD# 147691)2008 - 2015 (6 years)
License(s)

State Registrations

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Alabama 12/12/2024

Current Registration(s)
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CRIMSON WEALTH (CRD#:334123)
FAIRHOPE, AL
Registered with this firm since 12/12/2024

Previous Registration(s)
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07/22/2022 - 12/11/2024 ALTERNATIVE RISK STRATEGIES LLC (CRD#:322479) FAIRHOPE, AL
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12/20/2023 - 05/08/2024 OT ADVISORS LLC (CRD#:328812) Fairhope, AL
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02/24/2020 - 06/30/2022 SPEARHEAD CAPITAL ADVISORS, LLC (CRD#:161131) Fairhope, AL
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02/18/2020 - 06/30/2022 SPEARHEAD CAPITAL, LLC (CRD#:145560) WELLINGTON, FL
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07/18/2017 - 09/10/2019 H.D. VEST ADVISORY SERVICES, INC (CRD#:104556) Irving, TX
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07/03/2017 - 09/10/2019 HD VEST INVESTMENT SERVICES (CRD#:13686) Irving, TX
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09/11/2008 - 07/23/2015 RIVERROCK CAPITAL MANAGEMENT LLC (CRD#:147691) HOUSTON, TX
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11/04/2010 - 07/16/2015 RIVERROCK SECURITIES, LLC (CRD#:153178) HOUSTON, TX
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05/25/2005 - 03/06/2006 WOODROCK SECURITIES, L.P. (CRD#:133653) HOUSTON, TX
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Broker
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Investment Adviser
Disclosures
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