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Detailed Report
BRYAN JAMES OKULEY
CRD#: 4897214
IA
Investment Adviser
B
Broker
W&S BROKERAGE SERVICES, INC.CRD#: 8099 RIVERVIEW BUILDING
1000 EAST MAIN CRROSS, SUITE 103
FINDLAY, OH 45840
Registration History
200620082010201220142016201820202022202420262 FIRMS2007 - 2007 (<1 year)2 FIRMS2011 - 2012 (1 year)IAW&S BROKERAGE SERVICES, INC. (CRD# 8099)2019 - Present (5 years)BW&S BROKERAGE SERVICES, INC. (CRD# 8099)2013 - Present (12 years)BTRANSAMERICA FINANCIAL ADVISOR... (CRD# 16164)2009 - 2010 (<1 year)BHANTZ FINANCIAL SERVICES, INC. (CRD# 46047)2005 - 2006 (1 year)
License(s)

State Registrations

B
Alabama 8/1/2024
B
Nevada 1/11/2024
B
California 11/7/2023
B
New Mexico 11/28/2023
B
Florida 6/16/2020
B
Ohio 1/22/2013
B
Illinois 3/11/2025
IA
Ohio 7/10/2019
B
Indiana 5/13/2021
B
Pennsylvania 1/16/2024
B
Kansas 9/29/2023
B
Texas 5/28/2024
B
Kentucky 3/10/2023
B
Virginia 8/23/2016
B
Michigan 11/22/2022
B
Wisconsin 10/10/2024
IA
Michigan 11/22/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
W&S BROKERAGE SERVICES, INC. (CRD#:8099)
RIVERVIEW BUILDING 1000 EAST MAIN CRROSS, SUITE 103, FINDLAY, OH 45840
Registered with this firm since 7/10/2019
B
W&S BROKERAGE SERVICES, INC. (CRD#:8099)
RIVERVIEW BUILDING 1000 EAST MAIN CRROSS, SUITE 103, FINDLAY, OH 45840
Registered with this firm since 1/22/2013
Previous Registration(s)
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IA
 08/24/2011 - 12/31/2012 GLOBAL INVESTMENT ADVISORS, LLC (CRD#:121442) MIAMI BEACH, FL
B
 08/23/2011 - 12/31/2012 ESSEX SECURITIES LLC (CRD#:46605) DAYTON, OH
B
 12/23/2009 - 08/04/2010 TRANSAMERICA FINANCIAL ADVISORS, INC (CRD#:16164) FRANKLIN, OH
IA
 02/23/2007 - 12/31/2007 INTERSECURITIES, INC. (CRD#:16164) DAYTON, OH
B
 02/22/2007 - 12/31/2007 INTERSECURITIES, INC. (CRD#:16164) DAYTON, OH
B
 01/21/2005 - 12/15/2006 HANTZ FINANCIAL SERVICES, INC. (CRD#:46047) MAUMEE, OH
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.