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RICHARD AUGUSTUS SAMAROO
RICHARD SAMAROO, Richard A Samaroo
CRD#: 4897048
IA
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WELLS FARGO ADVISORSCRD#: 19616 2024 NAAMANS RD
WILMINGTON, DE 19810
WILMINGTON, DE 19810
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Disclosures
19
Years of Experience
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State Registrations
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Delaware 5/28/2024
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New Jersey 6/25/2024
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Delaware 6/3/2024
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New York 6/25/2024
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Maryland 7/11/2024
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Pennsylvania 6/25/2024
SRO Registrations
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View Exams Passed by the individual in the detailed report
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Registered with this firm since 6/3/2024
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Registered with this firm since 5/28/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/24/2023 - 05/05/2024 | Parlin, NJ | |
B | 11/24/2023 - 05/05/2024 | Parlin, NJ | |
IA | 06/23/2021 - 11/13/2023 | EAST BRUNSWICK, NJ | |
B | 11/10/2014 - 11/13/2023 | EAST BRUNSWICK, NJ | |
B | 07/22/2011 - 03/26/2014 | EDISON, NJ | |
B | 12/09/2010 - 07/13/2011 | WEST WINDSOR, NJ | |
B | 02/23/2005 - 09/23/2010 | NORTH BRUNSWICK, NJ |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.