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Detailed Report
Tammy M Tanner
TAMMY MARIE FORSON, Tammy M Forson, Tammy Marie Forson, TAMMY MARIE HOLTVOIGT, Tammy M Holtvoigt…
CRD#: 4896048
IA
Investment Adviser
B
Broker
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCCRD#: 2881 7700 Rivers Edge Dr
Ste 200
Columbus, OH 43235
Registration History
20062008201020122014201620182020202220242026IANORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2023 - Present (1 year)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2022 - Present (2 years)BMORGAN STANLEY (CRD# 149777)2018 - 2022 (4 years)BJ.P. MORGAN INSTITUTIONAL INVE... (CRD# 102920)2006 - 2008 (2 years)IAMORGAN STANLEY (CRD# 149777)2019 - 2022 (2 years)
License(s)

State Registrations

B
Ohio 5/17/2022
IA
Ohio 4/14/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC (CRD#:2881)
7700 Rivers Edge Dr Ste 200, Columbus, OH 43235
Registered with this firm since 4/14/2023
B
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881)
7700 Rivers Edge Dr Ste 200, Columbus, OH 43235
Registered with this firm since 5/16/2022
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 08/13/2019 - 04/06/2022 MORGAN STANLEY (CRD#:149777) Dublin, OH
B
 03/07/2018 - 04/06/2022 MORGAN STANLEY (CRD#:149777) Dublin, OH
B
 01/16/2006 - 09/05/2008 J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (CRD#:102920) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.