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LAUREN W SPARROW
LAUREN L SPARROW, LAUREN W. SPARROW, LAUREN L WELSH MS, LAUREN L WELSH
CRD#: 4895707
IA
B
MORGAN STANLEYCRD#: 149777 845 Texas Avenue
Suite 1810
Houston, TX 77002
Suite 1810
Houston, TX 77002
0
Disclosures
20
Years of Experience
View By:
State Registrations
B
Alaska 4/3/2017
B
New Jersey 3/22/2017
B
Arizona 10/5/2021
B
New York 7/2/2015
B
Arkansas 5/22/2017
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New York 6/16/2021
B
California 7/2/2015
B
North Carolina 4/11/2017
B
Colorado 3/15/2017
B
Ohio 5/23/2017
B
Connecticut 7/2/2015
B
Oregon 10/5/2021
B
Delaware 8/10/2021
B
Pennsylvania 1/4/2017
B
District of Columbia 3/7/2019
B
Rhode Island 12/13/2019
B
Florida 3/15/2017
B
South Carolina 7/2/2015
B
Georgia 10/27/2023
B
South Dakota 6/9/2017
B
Illinois 5/8/2024
B
Tennessee 7/28/2020
B
Kentucky 3/15/2017
B
Texas 9/25/2017
B
Louisiana 7/2/2015
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Texas 11/14/2018
B
Maryland 3/22/2019
B
Utah 11/21/2018
B
Massachusetts 7/6/2017
B
Vermont 7/6/2017
B
Michigan 2/8/2018
B
Virginia 10/28/2021
B
Minnesota 6/6/2017
B
Washington 1/9/2020
B
Nevada 1/18/2018
B
Wisconsin 3/11/2020
B
New Hampshire 11/1/2021
SRO Registrations
B
B
B
B
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Registered with this firm since 11/14/2018
B
Registered with this firm since 7/2/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 08/03/2010 - 08/05/2015 | new york, NY | |
IA | 05/28/2009 - 07/29/2010 | BOSTON, MA | |
B | 09/22/2008 - 07/29/2010 | BOSTON, MA | |
IA | 11/09/2005 - 10/15/2008 | BOSTON, MA | |
B | 02/15/2005 - 09/22/2008 | BOSTON, MA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.