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Detailed Report
ALISHA VIRAG WESSER
ALISHA V VASS, ALISHA V. VASS
CRD#: 4894897
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Investment Adviser
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Previous Broker
HUB INVESTMENT PARTNERS, LLCCRD#: 307956 201 South Lake Ave., Suite 507
Pasadena, CA 91101
Registration History
2010201220142016201820202022202420262 FIRMS2014 - 2022 (7 years)IAHUB INVESTMENT PARTNERS, LLC (CRD# 307956)2024 - Present (<1 year)IAGLOBAL RETIREMENT PARTNERS LLC (CRD# 172011)2022 - Present (2 years)BLPL FINANCIAL LLC (CRD# 6413)2022 - 2024 (2 years)BMORGAN STANLEY (CRD# 149777)2010 - 2014 (4 years)IAMORGAN STANLEY (CRD# 149777)2011 - 2014 (3 years)
License(s)

State Registrations

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California 7/18/2022
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Texas 12/19/2024
Current Registration(s)
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HUB INVESTMENT PARTNERS, LLC (CRD#:307956)
201 South Lake Ave., Suite 507, Pasadena, CA 91101
Registered with this firm since 12/19/2024
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GLOBAL RETIREMENT PARTNERS LLC (CRD#:172011)
201 South Lake Ave., Suite 507, Pasadena, CA 91101
Registered with this firm since 7/18/2022
Previous Registration(s)
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 07/18/2022 - 08/12/2024 LPL FINANCIAL LLC (CRD#:6413) PASADENA, CA
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 12/16/2014 - 07/27/2022 RBC CAPITAL MARKETS, LLC (CRD#:31194) PASADENA, CA
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 12/15/2014 - 07/27/2022 RBC CAPITAL MARKETS, LLC (CRD#:31194) PASADENA, CA
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 06/16/2011 - 12/17/2014 MORGAN STANLEY (CRD#:149777) LOS ANGELES, CA
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 05/14/2010 - 12/17/2014 MORGAN STANLEY (CRD#:149777) LOS ANGELES, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.