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LARISSA DIANE MYERS
LARISSA D MYERS, LARISSA DIANE WILLIAMS, LARISSA WILLIAMS
CRD#: 4891741
IA
B
WELLS FARGO ADVISORSCRD#: 19616 2700 POST OAK BLVD STE 900
HOUSTON, TX 77056
HOUSTON, TX 77056
0
Disclosures
15
Years of Experience
View By:
State Registrations
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Alabama 10/30/2018
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Mississippi 10/24/2016
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Arizona 2/12/2021
B
Missouri 7/6/2016
B
Arkansas 12/19/2016
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Nevada 11/24/2023
B
California 7/6/2016
B
New Jersey 10/27/2021
B
Colorado 7/6/2016
B
New Mexico 7/6/2016
B
Delaware 10/24/2016
B
New York 7/6/2016
B
District of Columbia 10/24/2016
B
North Carolina 10/25/2016
B
Florida 7/6/2016
B
Oklahoma 7/6/2016
B
Georgia 7/6/2016
B
Oregon 7/5/2018
B
Illinois 10/1/2018
B
South Carolina 4/10/2024
B
Iowa 2/18/2022
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Tennessee 11/4/2019
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Kansas 3/5/2021
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Texas 5/17/2016
B
Louisiana 10/24/2016
B
Texas 5/23/2016
B
Maryland 10/24/2016
B
Utah 11/9/2016
B
Massachusetts 10/24/2016
B
Virginia 10/24/2016
B
Minnesota 2/1/2019
B
Washington 10/24/2016
SRO Registrations
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View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
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Registered with this firm since 5/17/2016
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Registered with this firm since 5/23/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/26/2012 - 10/22/2014 | HOUSTON, TX | |
B | 06/26/2012 - 10/22/2014 | HOUSTON, TX | |
IA | 04/03/2009 - 12/21/2011 | HOUSTON, TX | |
B | 10/14/2008 - 12/21/2011 | HOUSTON, TX | |
B | 06/29/2007 - 08/26/2008 | AUSTIN, TX | |
B | 03/19/2007 - 07/02/2007 | AUSTIN, TX |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.