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CRAIG SCOTT GOLDMAN
CRAIG GOLDMAN
CRD#: 4889524
IA
B
MORGAN STANLEYCRD#: 149777 Park Ave Plaza/55 East 52nd Street
28th Floor
New York, NY 10055
28th Floor
New York, NY 10055
0
Disclosures
20
Years of Experience
View By:
State Registrations
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Alaska 6/11/2009
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New Hampshire 6/11/2009
B
Arizona 1/2/2014
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New Jersey 6/1/2009
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Arkansas 6/11/2009
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New Jersey 6/1/2009
B
California 6/1/2009
B
New Mexico 7/8/2009
B
Colorado 6/11/2009
B
New York 6/1/2009
B
Connecticut 6/1/2009
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New York 6/16/2021
B
Delaware 6/11/2009
B
North Carolina 6/1/2009
B
District of Columbia 6/1/2009
B
North Dakota 6/11/2009
B
Florida 6/1/2009
B
Ohio 6/1/2009
B
Georgia 6/1/2009
B
Oklahoma 6/1/2009
B
Hawaii 6/11/2009
B
Oregon 6/1/2009
B
Illinois 6/1/2009
B
Pennsylvania 6/1/2009
B
Indiana 6/11/2009
B
Puerto Rico 6/11/2009
B
Iowa 10/11/2012
B
Rhode Island 6/11/2009
B
Louisiana 4/17/2019
B
South Carolina 6/11/2009
B
Maine 6/1/2009
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Tennessee 5/27/2015
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Maryland 6/1/2009
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Texas 6/1/2009
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Massachusetts 6/1/2009
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Texas 4/23/2020
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Michigan 6/1/2009
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Utah 6/11/2009
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Minnesota 6/1/2009
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Vermont 6/11/2009
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Mississippi 6/11/2009
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Virginia 6/1/2009
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Missouri 6/1/2009
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Washington 6/11/2009
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Montana 5/27/2015
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Wisconsin 8/29/2017
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Nevada 8/15/2023
B
Wyoming 5/27/2015
SRO Registrations
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/02/2007 - 06/01/2009 | NEW YORK, NY | |
B | 04/02/2007 - 06/01/2009 | NEW YORK, NY | |
IA | 11/18/2005 - 04/02/2007 | NEW YORK, NY | |
B | 11/18/2005 - 04/02/2007 | NEW YORK, NY | |
B | 03/01/2005 - 12/13/2005 | HARTFORD, CT |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.