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LAURA MONICA HARRIS
LAURA MONICA VAN PATTEN, LAURA VAN PATTEN
CRD#: 4889033
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 245 SUMMER STREET, V2A
BOSTON, MA 02210
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 100 HOWE DRIVE
COVINGTON, KY 41015
Registration History
2006200820102012201420162018202020222024IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2018 - Present (6 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2010 - Present (14 years)BPFS INVESTMENTS INC. (CRD# 10111)2007 - 2008 (1 year)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2005 - 2007 (2 years)IASTRATEGIC ADVISERS LLC (CRD# 104555)2011 - 2018 (7 years)
License(s)

State Registrations

B
Alabama 10/25/2010

B
Nebraska 10/19/2010

B
Alaska 10/21/2010

B
Nevada 1/10/2011

B
Arizona 10/19/2010

B
New Hampshire 10/19/2010

B
Arkansas 10/20/2010

B
New Jersey 10/19/2010

B
California 10/19/2010

B
New Mexico 10/19/2010

B
Colorado 10/19/2010

B
New York 10/20/2010

B
Connecticut 10/20/2010

B
North Carolina 6/10/2011

B
Delaware 10/19/2010

B
North Dakota 6/10/2013

B
District of Columbia 10/19/2010

B
Ohio 10/19/2010

B
Florida 10/19/2010

IA
Ohio 4/29/2020

B
Georgia 10/19/2010

B
Oklahoma 10/21/2010

B
Hawaii 10/19/2010

B
Oregon 10/20/2010

B
Idaho 10/19/2010

B
Pennsylvania 10/19/2010

B
Illinois 10/19/2010

B
Puerto Rico 6/5/2013

B
Indiana 10/20/2010

B
Rhode Island 10/19/2010

B
Iowa 10/19/2010

B
South Carolina 10/25/2010

B
Kansas 10/20/2010

B
South Dakota 6/3/2013

B
Kentucky 9/27/2010

B
Tennessee 6/3/2013

IA
Kentucky 7/13/2018

B
Texas 2/8/2011

B
Louisiana 10/22/2010

IA
Texas 7/13/2018

B
Maine 10/19/2010

B
Utah 10/20/2010

B
Maryland 10/20/2010

B
Vermont 10/26/2010

B
Massachusetts 10/19/2010

B
Virginia 10/20/2010

B
Michigan 11/16/2010

B
Washington 10/19/2010

B
Minnesota 10/20/2010

B
West Virginia 10/27/2010

B
Mississippi 10/19/2010

B
Wisconsin 10/19/2010

B
Missouri 10/19/2010

B
Wyoming 10/19/2010

B
Montana 10/19/2010

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
245 SUMMER STREET, V2A, BOSTON, MA 02210
Registered with this firm since 7/13/2018

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
100 HOWE DRIVE, COVINGTON, KY 41015
OKEANA, OH
Registered with this firm since 9/27/2010

Previous Registration(s)
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IA
01/14/2011 - 07/13/2018 STRATEGIC ADVISERS LLC (CRD#:104555) COVINGTON, KY
B
08/17/2007 - 12/31/2008 PFS INVESTMENTS INC. (CRD#:10111) DULUTH, GA
B
02/01/2005 - 06/14/2007 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.