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Detailed Report
JAMES PATRICK CHIPPS
J.P. CHIPPS, JAMES P. CHIPPS
CRD#: 4888681
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 190 US HWY A1A N
PONTE VEDRA BEACH, FL 32082
Registration History
200620082010201220142016201820202022202420262 FIRMS2005 - 2006 (1 year)2 FIRMS2006 - 2008 (2 years)2 FIRMS2008 - 2009 (1 year)2 FIRMS2009 - 2014 (5 years)2 FIRMS2014 - Present (10 years)BMETROPOLITAN LIFE INSURANCE CO... (CRD# 4095)2006 - 2007 (1 year)
Disclosure(s)
View By:
7/14/2008
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 8/12/2024
B
Michigan 12/18/2014
B
Arizona 1/15/2020
B
Montana 5/11/2022
B
California 5/7/2015
B
New Jersey 10/27/2014
B
Colorado 8/6/2018
B
New York 10/28/2014
B
Connecticut 10/23/2014
B
North Carolina 10/27/2014
B
Florida 10/27/2014
B
Ohio 1/25/2018
IA
Florida 10/27/2014
B
Pennsylvania 5/24/2017
B
Georgia 10/27/2014
B
South Carolina 10/30/2014
B
Illinois 2/2/2015
B
Tennessee 10/29/2014
B
Indiana 10/28/2014
IA
Texas 10/24/2014
B
Kentucky 7/26/2021
B
Texas 11/10/2014
B
Maryland 4/24/2015
B
Vermont 9/24/2018
B
Massachusetts 5/24/2019
B
Wisconsin 11/14/2019

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
190 US HWY A1A N, PONTE VEDRA BEACH, FL 32082
Registered with this firm since 10/24/2014
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
190 US HWY A1A N, PONTE VEDRA BEACH, FL 32082
Registered with this firm since 10/23/2014
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 10/23/2009 - 10/14/2014 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PONTE VEDRA BEACH, FL
B
 10/23/2009 - 10/14/2014 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PONTE VEDRA BEACH, FL
IA
 06/25/2008 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) JACKSONVILLE, FL
B
 06/20/2008 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) JACKSONVILLE, FL
IA
 02/24/2006 - 06/27/2008 METLIFE SECURITIES INC. (CRD#:14251) JACKSONVILLE, FL
B
 02/16/2006 - 06/27/2008 METLIFE SECURITIES INC. (CRD#:14251) JACKSONVILLE, FL
B
 02/16/2006 - 07/09/2007 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) JACKSONVILLE, FL
IA
 04/01/2005 - 01/03/2006 MORGAN STANLEY (CRD#:7556) JACKSONVILLE, FL
B
 01/06/2005 - 01/03/2006 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.