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Christopher John Lewein
Chris Lewein
CRD#: 4886725
IA
Investment Adviser
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Broker
U.S. BANCORP INVESTMENTS, INC.CRD#: 17868 7325 W Oklahoma Ave
Milwaukee, WI 53219
Registration History
200620082010201220142016201820202022202420262 FIRMS2012 - 2017 (4 years)2 FIRMS2017 - Present (7 years)BM&I FINANCIAL ADVISORS, INC (CRD# 16517)2007 - 2012 (5 years)BTHRIVENT INVESTMENT MANAGEMENT... (CRD# 18387)2005 - 2007 (2 years)IAM&I FINANCIAL ADVISORS, INC. (CRD# 16517)2012 - 2012 (<1 year)IAM&I INVESTMENT MANAGEMENT CORP. (CRD# 109802)2010 - 2012 (2 years)IAM&I FINANCIAL ADVISORS, INC. (CRD# 16517)2007 - 2010 (2 years)
Disclosure(s)
View By:
7/20/2018
Customer Dispute
Closed-No Action
10/28/2008
Customer Dispute
Settled
License(s)

State Registrations

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Arizona 10/12/2017

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Ohio 1/7/2021

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Arkansas 10/12/2017

B
Oklahoma 4/15/2021

B
Colorado 6/14/2024

B
Tennessee 7/28/2023

B
Florida 10/12/2017

B
Texas 6/28/2017

B
Illinois 10/12/2017

IA
Texas 6/10/2024

B
Minnesota 10/12/2017

B
Wisconsin 5/31/2017

B
New York 11/14/2022

IA
Wisconsin 5/31/2017

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
U.S. BANCORP INVESTMENTS, INC. (CRD#:17868)
7325 W Oklahoma Ave, Milwaukee, WI 53219
15305 W National Ave, New Berlin, WI 53151
Registered with this firm since 5/31/2017

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U.S. BANCORP INVESTMENTS, INC. (CRD#:17868)
7325 W Oklahoma Ave, Milwaukee, WI 53219
15305 W National Ave, New Berlin, WI 53151
Registered with this firm since 5/31/2017

Previous Registration(s)
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08/01/2012 - 05/30/2017 BMO HARRIS FINANCIAL ADVISORS, INC (CRD#:137115) WAUKESHA, WI
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08/01/2012 - 05/30/2017 BMO HARRIS FINANCIAL ADVISORS, INC. (CRD#:137115) WAUKESHA, WI
IA
04/20/2012 - 08/01/2012 M&I FINANCIAL ADVISORS, INC. (CRD#:16517) MUSKEGO, WI
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08/01/2007 - 08/01/2012 M&I FINANCIAL ADVISORS, INC (CRD#:16517) MUSKEGO, WI
IA
04/29/2010 - 04/19/2012 M&I INVESTMENT MANAGEMENT CORP. (CRD#:109802) MILWAUKEE, WI
IA
08/01/2007 - 03/30/2010 M&I FINANCIAL ADVISORS, INC. (CRD#:16517) MUSKEGO, WI
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03/29/2005 - 08/02/2007 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) OCONOMOWOC, WI
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Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.