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Detailed Report
Sarah Barnhart
SARAH LOUISE BARNHART, SARAH LOUISE DEVORE, SARAH DEVORE, SARAH LOUISE MARSHALL
CRD#: 4886275
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 1111 Polaris Parkway, Floor 4J
Columbus, OH 43240
Registration History
200620082010201220142016201820202022202420262 FIRMS2006 - 2006 (<1 year)2 FIRMS2006 - 2007 (<1 year)2 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2009 (<1 year)2 FIRMS2014 - Present (10 years)BMORGAN STANLEY (CRD# 149777)2010 - 2014 (4 years)BMORGAN STANLEY DW INC. (CRD# 7556)2005 - 2006 (1 year)IAMORGAN STANLEY (CRD# 149777)2012 - 2014 (2 years)
License(s)

State Registrations

B
Alabama 8/25/2014
B
Nevada 8/25/2014
B
Alaska 8/25/2014
B
New Hampshire 8/25/2014
B
Arizona 8/25/2014
B
New Jersey 8/25/2014
B
Arkansas 8/25/2014
B
New Mexico 8/25/2014
B
California 8/25/2014
B
New York 8/25/2014
B
Colorado 8/25/2014
IA
New York 5/3/2021
B
Connecticut 8/25/2014
B
North Carolina 8/25/2014
B
Delaware 8/25/2014
B
North Dakota 8/25/2014
B
District of Columbia 8/25/2014
B
Ohio 8/14/2014
B
Florida 8/25/2014
IA
Ohio 8/14/2014
B
Georgia 8/25/2014
B
Oklahoma 8/25/2014
B
Hawaii 8/25/2014
B
Oregon 8/25/2014
B
Idaho 8/25/2014
B
Pennsylvania 8/25/2014
B
Illinois 8/25/2014
B
Puerto Rico 8/25/2014
B
Indiana 8/25/2014
B
Rhode Island 8/25/2014
B
Iowa 8/25/2014
B
South Carolina 8/25/2014
B
Kansas 8/25/2014
B
South Dakota 8/25/2014
B
Kentucky 8/25/2014
B
Tennessee 8/25/2014
B
Louisiana 8/25/2014
B
Texas 8/14/2014
B
Maine 8/25/2014
IA
Texas 8/18/2014
B
Maryland 8/25/2014
B
Utah 8/25/2014
B
Massachusetts 8/25/2014
B
Vermont 8/25/2014
B
Michigan 8/25/2014
B
Virgin Islands 8/25/2014
B
Minnesota 8/25/2014
B
Virginia 8/25/2014
B
Mississippi 8/25/2014
B
Washington 8/25/2014
B
Missouri 8/25/2014
B
West Virginia 8/25/2014
B
Montana 8/25/2014
B
Wisconsin 8/25/2014
B
Nebraska 8/25/2014
B
Wyoming 8/25/2014

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
1111 Polaris Parkway, Floor 4J, Columbus, OH 43240
Commercial Point, OH
Registered with this firm since 8/14/2014
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
1111 Polaris Parkway, Floor 4J, Columbus, OH 43240
Commercial Point, OH
Registered with this firm since 8/14/2014
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/02/2012 - 08/05/2014 MORGAN STANLEY (CRD#:149777) COLUMBUS, OH
B
 07/15/2010 - 08/05/2014 MORGAN STANLEY (CRD#:149777) COLUMBUS, OH
IA
 06/01/2009 - 09/16/2009 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) COLUMBUS, OH
B
 06/01/2009 - 09/16/2009 MORGAN STANLEY SMITH BARNEY (CRD#:149777) COLUMBUS, OH
IA
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) COLUMBUS, OH
B
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) COLUMBUS, OH
IA
 07/26/2006 - 04/02/2007 MORGAN STANLEY (CRD#:7556) NEW ALBANY, OH
B
 07/25/2006 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) NEW ALBANY, OH
IA
 05/17/2006 - 06/09/2006 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) COLUMBUS, OH
B
 04/18/2006 - 06/09/2006 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) COLUMBUS, OH
B
 04/28/2005 - 04/25/2006 MORGAN STANLEY DW INC. (CRD#:7556) NEW ALBANY, OH
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.