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MARK JAY MONSON
CRD#: 4885702
IA
Investment Adviser
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Broker
COMMONWEALTH FINANCIAL NETWORKCRD#: 8032 299 S Main Street
Suite 1300
Salt Lake City, UT 84111
Registration History
200620082010201220142016201820202022202420262 FIRMS2007 - 2012 (5 years)2 FIRMS2012 - 2018 (6 years)2 FIRMS2018 - Present (6 years)BNYLIFE SECURITIES INC. (CRD# 5167)2005 - 2006 (1 year)
License(s)

State Registrations

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Utah 9/26/2018

IA
Utah 9/26/2018

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
299 S Main Street Suite 1300, Salt Lake City, UT 84111
Registered with this firm since 9/26/2018

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COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
299 S Main Street Suite 1300, Salt Lake City, UT 84111
Registered with this firm since 9/26/2018

Previous Registration(s)
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IA
08/30/2012 - 10/01/2018 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) SALT LAKE CITY, UT
B
08/29/2012 - 10/01/2018 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) SALT LAKE CITY, UT
IA
07/26/2007 - 08/30/2012 EDWARD JONES (CRD#:250) PROVO, UT
B
06/29/2007 - 08/30/2012 EDWARD JONES (CRD#:250) PROVO, UT
B
02/23/2005 - 06/29/2006 NYLIFE SECURITIES INC. (CRD#:5167) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.