Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
James E Lovell
JAMES EDWARD LOVELL III, JAMES EDWARD LOVELL
CRD#: 4885443
IA
B
MORGAN STANLEYCRD#: 149777 6565 Americas Parkway
Suite 400
Albuquerque, NM 87110
Suite 400
Albuquerque, NM 87110
0
Disclosures
17
Years of Experience
View By:
State Registrations
B
Alabama 12/20/2022
B
Nevada 12/20/2022
B
Alaska 12/20/2022
B
New Hampshire 12/20/2022
B
Arizona 12/20/2022
B
New Jersey 12/20/2022
B
Arkansas 12/20/2022
B
New Mexico 12/20/2022
B
California 12/20/2022
IA
New Mexico 12/21/2022
B
Colorado 12/20/2022
B
New York 12/20/2022
B
Connecticut 12/20/2022
B
North Carolina 12/20/2022
B
Delaware 12/20/2022
B
North Dakota 12/20/2022
B
District of Columbia 12/20/2022
B
Ohio 12/20/2022
B
Florida 12/20/2022
B
Oklahoma 12/20/2022
B
Georgia 12/20/2022
B
Oregon 12/20/2022
B
Hawaii 12/20/2022
B
Pennsylvania 12/20/2022
B
Idaho 12/20/2022
IA
Pennsylvania 12/20/2022
B
Illinois 12/20/2022
B
Puerto Rico 12/20/2022
B
Indiana 12/20/2022
B
Rhode Island 12/20/2022
B
Iowa 12/20/2022
B
South Carolina 12/20/2022
B
Kansas 12/20/2022
B
South Dakota 12/20/2022
B
Kentucky 12/20/2022
B
Tennessee 12/20/2022
B
Louisiana 12/20/2022
B
Texas 12/20/2022
B
Maine 12/20/2022
IA
Texas 12/21/2022
B
Maryland 12/20/2022
B
Utah 12/20/2022
B
Massachusetts 12/20/2022
B
Vermont 12/20/2022
B
Michigan 12/20/2022
B
Virgin Islands 12/20/2022
B
Minnesota 12/20/2022
B
Virginia 12/20/2022
B
Mississippi 12/20/2022
B
Washington 12/20/2022
B
Missouri 12/20/2022
B
West Virginia 12/20/2022
B
Montana 12/20/2022
B
Wisconsin 12/20/2022
B
Nebraska 12/20/2022
B
Wyoming 12/20/2022
SRO Registrations
B
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 12/20/2022
B
Registered with this firm since 12/20/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/27/2018 - 01/11/2021 | MOOSIC, PA | |
B | 02/26/2018 - 01/11/2021 | MOOSIC, PA | |
IA | 02/26/2018 - 12/31/2020 | MOOSIC, PA | |
IA | 03/29/2017 - 02/26/2018 | SAINT LOUIS, MO | |
B | 11/01/2016 - 02/26/2018 | OKLAHOMA CITY, OK | |
IA | 08/07/2012 - 10/21/2016 | ADDISON, TX | |
B | 08/07/2012 - 10/21/2016 | ADDISON, TX | |
IA | 05/18/2012 - 07/25/2012 | SOUTHLAKE, TX | |
B | 05/18/2012 - 07/25/2012 | SOUTHLAKE, TX | |
IA | 12/05/2006 - 03/20/2012 | FORT WORTH, TX | |
IA | 12/05/2006 - 03/20/2012 | FORT WORTH, TX | |
B | 08/02/2006 - 03/20/2012 | FORT WORTH, TX | |
B | 04/06/2005 - 11/30/2005 | EAST HANOVER, NJ |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.