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LAURA DEAN PERKINS MARKOFF
LAURA DEAN PERKINS, LAURA DEAN RIEMER, LAURA PERKINS RIEMER
CRD#: 4884992
IA
B
WELLS FARGO ADVISORSCRD#: 11025 12435 PARK POTOMAC AVE
SUITE 440
POTOMAC, MD 20854
SUITE 440
POTOMAC, MD 20854
0
Disclosures
20
Years of Experience
View By:
State Registrations
B
California 7/30/2019
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Maryland 1/9/2019
B
Colorado 4/1/2019
B
Nevada 1/5/2021
B
Connecticut 1/8/2019
B
New York 12/19/2024
B
Delaware 12/18/2024
B
North Carolina 1/8/2019
B
District of Columbia 1/8/2019
B
Pennsylvania 10/3/2019
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District of Columbia 7/15/2024
B
South Carolina 6/14/2022
B
Florida 1/8/2019
B
Texas 1/8/2019
B
Georgia 8/20/2020
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Texas 1/8/2019
B
Louisiana 1/8/2019
B
Virginia 1/8/2019
B
Maine 1/8/2019
B
Washington 4/5/2024
B
Maryland 1/8/2019
B
West Virginia 9/10/2019
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
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Registered with this firm since 1/8/2019
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Registered with this firm since 1/8/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/01/2009 - 01/10/2019 | WASHINGTON, DC | |
B | 06/01/2009 - 01/10/2019 | WASHINGTON, DC | |
IA | 12/14/2007 - 06/01/2009 | WASHINGTON, DC | |
B | 11/21/2007 - 06/01/2009 | WASHINGTON, DC | |
IA | 08/30/2005 - 09/11/2007 | WASHINGTON, DC | |
B | 01/01/2005 - 09/11/2007 | WASHINGTON, DC |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.