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Detailed Report
JENISTEEN DAVIER
JENISTEEN H DAVIER, JENISTEEN HOMI DAVIER
CRD#: 4884866
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 2700 POST OAK BLVD STE 900
HOUSTON, TX 77056
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2005 - 2005 (<1 year)2 FIRMS2010 - 2011 (1 year)2 FIRMS2013 - 2014 (1 year)2 FIRMS2014 - Present (10 years)BHARTFORD EQUITY SALES COMPANY INC. (CRD# 6604)2012 - 2013 (1 year)BSUNAMERICA CAPITAL SERVICES, INC. (CRD# 13158)2005 - 2008 (3 years)
License(s)

State Registrations

B
New Mexico 11/2/2016
IA
Texas 12/16/2014
B
Texas 12/16/2014

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
2700 POST OAK BLVD STE 900, HOUSTON, TX 77056
Registered with this firm since 12/16/2014
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
2700 POST OAK BLVD STE 900, HOUSTON, TX 77056
Registered with this firm since 12/16/2014
Previous Registration(s)
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IA
 05/15/2013 - 10/10/2014 PRUDENTIAL FINANCIAL PLANNING SERVICES (CRD#:5685) SUGAR LAND, TX
B
 01/03/2013 - 10/10/2014 PRUCO SECURITIES, LLC. (CRD#:5685) NEWARK, NJ
B
 01/13/2012 - 01/03/2013 HARTFORD EQUITY SALES COMPANY INC. (CRD#:6604) HARTFORD, CT
IA
 11/16/2010 - 09/07/2011 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) HOUSTON, TX
B
 09/09/2010 - 09/07/2011 MORGAN STANLEY SMITH BARNEY (CRD#:149777) HOUSTON, TX
B
 09/16/2005 - 12/31/2008 SUNAMERICA CAPITAL SERVICES, INC. (CRD#:13158) JERSEY CITY, NJ
IA
 04/27/2005 - 09/02/2005 UBS FINANCIAL SERVICES INC. (CRD#:8174) HOUSTON, TX
B
 01/01/2005 - 09/02/2005 UBS FINANCIAL SERVICES INC. (CRD#:8174) WEEHAWKEN, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.