Individual Firm
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JOSHUA ENRIQUE DANFORTH
JOSHUA E DANFORTH
CRD#: 4884480
IA
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MAI CAPITAL MANAGEMENT, LLCCRD#: 109807 100 River Bluff Drive
Suite 410
Little Rock, AR 72202
Suite 410
Little Rock, AR 72202
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5/27/2016
Employment Separation After Allegations
State Registrations
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Arkansas 7/23/2021
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Registered with this firm since 7/23/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/03/2018 - 02/24/2021 | LITTLE ROCK, AR | |
B | 05/02/2018 - 02/01/2021 | Little Rock, AR | |
IA | 07/05/2016 - 03/01/2018 | Austin, TX | |
B | 07/08/2016 - 03/01/2018 | AUSTIN, TX | |
IA | 07/01/2016 - 09/22/2016 | Little Rock, AR | |
IA | 07/01/2005 - 06/25/2016 | LITTLE ROCK, AR | |
B | 05/05/2005 - 06/25/2016 | LITTLE ROCK, AR |
LITTLE ROCK, AR
07/01/2005 - 06/25/2016
LITTLE ROCK, AR
05/05/2005 - 06/25/2016
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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