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NICOLE SAPIENZA
NICHOLE L COHEN, NICOLE L COHEN, NICOLE L SAPIENZA, NICOLE LEAH SAPIENZA
CRD#: 4883314
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 1551 OLD COUNTRY ROAD
PLAINVIEW, NY 11803
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 1551 OLD COUNTRY ROAD
PLAINVIEW, NY 11803
Registration History
200620082010201220142016201820202022202420262 FIRMS2020 - 2022 (1 year)2 FIRMS2022 - Present (2 years)BDAVID LERNER ASSOCIATES, INC. (CRD# 5397)2019 - 2020 (1 year)BINSTITUTIONAL SECURITIES CORPO... (CRD# 20291)2015 - 2019 (3 years)BRIDGEWAY & CONGER, INC. (CRD# 113055)2011 - 2015 (3 years)BOPPENHEIMER & CO. INC. (CRD# 249)2008 - 2011 (3 years)BH.C. WAINWRIGHT & CO., INC. (CRD# 375)2006 - 2008 (1 year)BC.E. UNTERBERG, TOWBIN, LLC. (CRD# 24790)2006 - 2006 (<1 year)BGUNNALLEN FINANCIAL, INC (CRD# 17609)2005 - 2006 (1 year)
License(s)

State Registrations

B
Arizona 11/14/2022

B
New Hampshire 1/6/2024

B
California 1/6/2024

B
New Jersey 6/29/2022

B
Colorado 1/6/2024

B
New York 6/27/2022

B
Connecticut 6/24/2022

IA
New York 7/1/2022

B
District of Columbia 1/6/2024

B
North Carolina 11/14/2022

B
Florida 6/27/2022

B
Oregon 11/14/2022

B
Georgia 11/14/2022

B
Pennsylvania 11/14/2022

B
Idaho 1/6/2024

B
South Carolina 11/14/2022

B
Illinois 1/6/2024

B
Texas 11/14/2022

B
Iowa 11/14/2022

IA
Texas 4/21/2023

B
Louisiana 11/14/2022

B
Utah 1/6/2024

B
Maine 11/14/2022

B
Vermont 11/14/2022

B
Massachusetts 11/14/2022

B
Virginia 11/14/2022

B
Nevada 11/14/2022

B
Washington 11/14/2022

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
1551 OLD COUNTRY ROAD, PLAINVIEW, NY 11803
Registered with this firm since 7/1/2022

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
1551 OLD COUNTRY ROAD, PLAINVIEW, NY 11803
WANTAGH, NY
Registered with this firm since 6/24/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/05/2020 - 03/25/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MELVILLE, NY
B
09/10/2020 - 03/25/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MELVILLE, NY
B
01/16/2019 - 08/18/2020 DAVID LERNER ASSOCIATES, INC. (CRD#:5397) SYOSSET, NY
B
03/25/2015 - 01/17/2019 INSTITUTIONAL SECURITIES CORPORATION (CRD#:20291) DALLAS, TX
B
10/11/2011 - 04/14/2015 RIDGEWAY & CONGER, INC. (CRD#:113055) NEW WOODSTOCK, NY
B
04/29/2008 - 10/04/2011 OPPENHEIMER & CO. INC. (CRD#:249) NEW YORK, NY
B
10/02/2006 - 04/14/2008 H.C. WAINWRIGHT & CO., INC. (CRD#:375) NEW YORK, NY
B
06/02/2006 - 06/15/2006 C.E. UNTERBERG, TOWBIN, LLC. (CRD#:24790) NEW YORK, NY
B
01/19/2005 - 01/04/2006 GUNNALLEN FINANCIAL, INC (CRD#:17609) TAMPA, FL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.