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MATTHEW ALLEN FUNK
CRD#: 4883310
IA
B
OSAIC WEALTH, INC.CRD#: 23131 1605 N. Cedar Crest Blvd.
SUITE 504
ALLENTOWN, PA 18104
SUITE 504
ALLENTOWN, PA 18104
0
Disclosures
20
Years of Experience
View By:
State Registrations
B
California 6/3/2024
B
New York 11/2/2018
B
Colorado 4/27/2021
B
North Carolina 11/2/2018
B
Delaware 10/16/2020
B
Ohio 5/9/2024
B
Florida 11/2/2018
B
Pennsylvania 11/2/2018
IA
Florida 12/4/2023
IA
Pennsylvania 11/2/2018
B
Georgia 6/3/2024
B
South Carolina 10/17/2022
B
Indiana 6/3/2024
B
Tennessee 7/3/2024
B
Maine 11/2/2018
B
Texas 6/3/2024
B
Maryland 11/2/2018
B
Vermont 6/3/2024
B
Missouri 6/3/2024
B
Virginia 11/2/2018
B
New Jersey 11/2/2018
SRO Registrations
B
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IA
Registered with this firm since 11/2/2018
B
Registered with this firm since 11/2/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/18/2017 - 11/02/2018 | ALLENTOWN, PA | |
B | 12/16/2004 - 11/02/2018 | ALLENTOWN, PA | |
IA | 07/07/2010 - 12/31/2012 | ALLENTOWN, PA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.