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Registration History
200620082010201220142016201820202022202420262 FIRMS2005 - 2014 (8 years)2 FIRMS2014 - 2021 (7 years)2 FIRMS2021 - Present (3 years)BWORLD GROUP SECURITIES, INC. (CRD# 114473)2005 - 2005 (<1 year)
Disclosure(s)
View By:
4/12/2021
Customer Dispute
Settled
License(s)

State Registrations

B
California 10/18/2021

B
New York 10/19/2021

IA
California 10/18/2021

B
Washington 10/26/2023

B
New Jersey 5/25/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EMERSON EQUITY LLC (CRD#:130032)
SUNNYVALE, CA
Registered with this firm since 10/18/2021

B
EMERSON EQUITY LLC (CRD#:130032)
SUNNYVALE, CA
Registered with this firm since 10/18/2021

Previous Registration(s)
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IA
01/31/2014 - 10/19/2021 NPB FINANCIAL GROUP, LLC (CRD#:137743) SUNNYVALE, CA
B
01/31/2014 - 10/19/2021 NPB FINANCIAL GROUP, LLC (CRD#:137743) SUNNYVALE, CA
IA
09/26/2005 - 02/06/2014 INVESTACORP ADVISORY SERVICES INC (CRD#:109011) HIBERNIA, CA
B
09/07/2005 - 02/06/2014 INVESTACORP, INC. (CRD#:7684) SUNNYVALE, CA
B
03/07/2005 - 09/08/2005 WORLD GROUP SECURITIES, INC. (CRD#:114473) DULUTH, GA
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.