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DARHYL RUSSELL PULLEY II
DARHYL PULLEY
CRD#: 4881835
IA
B
CAPITAL ANALYSTSCRD#: 162200 232 N. Second Street
Albemarle, NC 28001
Albemarle, NC 28001
LINCOLN INVESTMENTCRD#: 519 232 N SECOND STREET
ALBEMARLE, NC 28001
ALBEMARLE, NC 28001
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11/6/2003
Criminal
Final Disposition
State Registrations
B
Maryland 4/19/2022
B
Ohio 11/4/2021
B
North Carolina 11/8/2007
B
South Carolina 11/5/2013
IA
North Carolina 11/8/2007
SRO Registrations
B
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Learn about permitted activities of registered principals
IA
Registered with this firm since 7/29/2016
IA
Registered with this firm since 11/8/2007
B
Registered with this firm since 11/8/2007
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/08/2005 - 10/11/2007 | NORFOLK, VA | |
B | 01/14/2005 - 10/11/2007 | NORFOLK, VA | |
B | 01/14/2005 - 07/09/2007 | NORFOLK, VA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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