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Alex Pols
ALEX POLS, ALEXANDER POLS, Alexander WOLFF Pols
CRD#: 4880612
IA
B
MORGAN STANLEYCRD#: 149777 305 Church Street
Huntsville, AL 35801
Huntsville, AL 35801
0
Disclosures
20
Years of Experience
View By:
State Registrations
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Alabama 1/17/2020
B
Missouri 1/17/2020
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Alabama 1/17/2020
B
Montana 1/17/2020
B
Alaska 1/17/2020
B
Nevada 1/17/2020
B
Arizona 1/17/2020
B
New Jersey 1/17/2020
B
Arkansas 1/17/2020
B
New Mexico 1/17/2020
B
California 1/17/2020
B
New York 1/17/2020
B
Colorado 1/17/2020
B
North Carolina 1/17/2020
B
Connecticut 1/17/2020
B
Ohio 1/17/2020
B
Delaware 1/17/2020
B
Oklahoma 1/17/2020
B
District of Columbia 1/17/2020
B
Oregon 1/17/2020
B
Florida 1/17/2020
B
Pennsylvania 1/17/2020
B
Georgia 1/17/2020
B
Rhode Island 11/2/2023
B
Idaho 1/17/2020
B
South Carolina 1/17/2020
B
Illinois 1/17/2020
B
Tennessee 1/17/2020
B
Indiana 1/17/2020
B
Texas 1/17/2020
B
Kansas 1/17/2020
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Texas 1/17/2020
B
Kentucky 1/17/2020
B
Utah 1/17/2020
B
Louisiana 1/17/2020
B
Virginia 1/17/2020
B
Maryland 1/17/2020
B
Washington 1/17/2020
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Massachusetts 1/17/2020
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West Virginia 6/20/2024
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Michigan 1/17/2020
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Wisconsin 1/17/2020
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Minnesota 4/20/2022
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Wyoming 1/17/2020
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Mississippi 1/17/2020
SRO Registrations
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View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 1/17/2020
B
Registered with this firm since 1/17/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/05/2014 - 01/22/2020 | HUNTSVILLE, AL | |
B | 01/07/2014 - 01/22/2020 | HUNTSVILLE, AL | |
B | 03/01/2010 - 12/18/2013 | NEW YORK, NY | |
B | 04/17/2008 - 03/04/2010 | NEW YORK, NY | |
IA | 02/23/2005 - 04/03/2008 | HUNTSVILLE, AL | |
B | 01/31/2005 - 04/03/2008 | HUNTSVILLE, AL |
HUNTSVILLE, AL
02/05/2014 - 01/22/2020
HUNTSVILLE, AL
01/07/2014 - 01/22/2020
HUNTSVILLE, AL
02/23/2005 - 04/03/2008
HUNTSVILLE, AL
01/31/2005 - 04/03/2008
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.