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MATTHEW JOHN MAST
CRD#: 4879321
IA
Investment Adviser
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Broker
THRIVENT INVESTMENT MANAGEMENT INC.CRD#: 18387 715 MARKET ST
SAINT JOSEPH, MI 49085
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2005 - 2006 (<1 year)2 FIRMS2006 - 2009 (2 years)2 FIRMS2009 - 2014 (5 years)2 FIRMS2014 - Present (10 years)BMCLAUGHLIN, PIVEN, VOGEL SECUR... (CRD# 7404)2005 - 2005 (<1 year)
Disclosure(s)
View By:
10/21/2001
Criminal
Final Disposition
License(s)

State Registrations

B
Colorado 7/28/2014

B
Missouri 9/21/2021

B
Florida 9/10/2018

B
Nebraska 10/14/2014

B
Georgia 5/20/2024

B
Ohio 1/31/2025

B
Indiana 12/2/2014

B
Oklahoma 5/10/2023

B
Kentucky 9/23/2021

IA
Oklahoma 5/10/2023

B
Michigan 7/28/2014

B
South Carolina 3/14/2022

IA
Michigan 7/28/2014

IA
Texas 10/16/2018

B
Minnesota 1/10/2017

B
Texas 10/17/2018

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387)
715 MARKET ST, SAINT JOSEPH, MI 49085
Saint Joseph, MI
Registered with this firm since 7/28/2014

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THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387)
715 MARKET ST, SAINT JOSEPH, MI 49085
Saint Joseph, MI
Registered with this firm since 7/24/2014

Previous Registration(s)
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04/21/2009 - 07/18/2014 UBS FINANCIAL SERVICES INC. (CRD#:8174) COLORADO SPRINGS, CO
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04/21/2009 - 07/18/2014 UBS FINANCIAL SERVICES INC. (CRD#:8174) COLORADO SPRINGS, CO
IA
08/10/2006 - 05/12/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) COLORADO SPRINGS, CO
B
08/09/2006 - 05/12/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) COLORADO SPRINGS, CO
IA
11/04/2005 - 06/27/2006 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) LAKE IN THE HILLS, IL
B
10/04/2005 - 06/27/2006 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) LAKE IN THE HILLS, IL
B
01/07/2005 - 09/27/2005 MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC. (CRD#:7404) NEW YORK, NY
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Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.