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JESSICA WASSERMAN HALL
Jessica W Hall, JESSICA A. WASSERMAN
CRD#: 4879088
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 2900 HIGHWAY 280
SUITE 100
BIRMINGHAM, AL 35223
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2021 - Present (3 years)BBBVA SECURITIES INC. (CRD# 27060)2013 - 2021 (8 years)BBBVA COMPASS INVESTMENT SOLUTI... (CRD# 17086)2004 - 2013 (8 years)IAPNC MANAGED ACCOUNT SOLUTIONS,... (CRD# 110476)2010 - 2021 (10 years)IAST JOHNS WEALTH MANAGEMENT (CRD# 105564)2010 - 2010 (<1 year)IABBVA COMPASS INVESTMENT SOLUTI... (CRD# 17086)2009 - 2010 (<1 year)
Disclosure(s)
View By:
12/14/2023
Customer Dispute
Denied
8/17/2020
Customer Dispute
Closed-No Action
10/30/2018
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 7/26/2021

B
Illinois 8/6/2021

IA
Alabama 7/26/2021

B
New Hampshire 7/26/2021

B
Arizona 7/26/2021

B
South Carolina 1/21/2025

B
Colorado 9/1/2023

B
Tennessee 7/26/2021

B
Florida 7/26/2021

B
Texas 7/26/2021

B
Georgia 7/26/2021

IA
Texas 9/28/2021

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
2900 HIGHWAY 280 SUITE 100, BIRMINGHAM, AL 35223
Registered with this firm since 7/26/2021

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
2900 HIGHWAY 280 SUITE 100, BIRMINGHAM, AL 35223
Registered with this firm since 7/26/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/15/2010 - 07/26/2021 PNC MANAGED ACCOUNT SOLUTIONS, INC. (CRD#:110476) Hoover, AL
B
05/16/2013 - 07/26/2021 BBVA SECURITIES INC. (CRD#:27060) HOOVER, AL
B
11/16/2004 - 05/16/2013 BBVA COMPASS INVESTMENT SOLUTIONS, INC (CRD#:17086) BIRMINGHAM, AL
IA
07/07/2010 - 10/15/2010 ST JOHNS WEALTH MANAGEMENT (CRD#:105564) BIRMINGHAM, AL
IA
08/18/2009 - 03/16/2010 BBVA COMPASS INVESTMENT SOLUTIONS, INC. (CRD#:17086) BIRMINGHAM, AL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.