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ANDREW WILLIAM PRESCOTT III
ANDREW PRESCOTT, DREW PRESCOTT
CRD#: 4877660
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Investment Adviser
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Previous Broker
SHERMAN WEALTH MANAGEMENT LLCCRD#: 281093 WINTER GARDEN, FL
Registration History
200620082010201220142016201820202022202420262 FIRMS2006 - 2009 (2 years)2 FIRMS2009 - 2018 (8 years)IASHERMAN WEALTH MANAGEMENT LLC (CRD# 281093)2023 - Present (1 year)IAOCEAN BREEZE WEALTH LLC (CRD# 292434)2018 - Present (7 years)
License(s)

State Registrations

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Florida 2/14/2018

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Texas 4/24/2024

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Maryland 6/1/2023

Current Registration(s)
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SHERMAN WEALTH MANAGEMENT LLC (CRD#:281093)
WINTER GARDEN, FL
Registered with this firm since 6/1/2023

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OCEAN BREEZE WEALTH LLC (CRD#:292434)
WINTER GARDEN, FL
Registered with this firm since 2/14/2018

Previous Registration(s)
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06/01/2009 - 01/11/2018 MORGAN STANLEY (CRD#:149777) WASHINGTON, DC
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06/01/2009 - 01/11/2018 MORGAN STANLEY (CRD#:149777) WASHINGTON, DC
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11/16/2006 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) WASHINGTON, DC
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07/27/2006 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) WASHINGTON, DC
For additional information about investment advisers or broker-dealers, please visit
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.