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Derik Anderson
DERIK ELIAS ANDERSON
CRD#: 4877553
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 11770 MARSH LANE
DALLAS, TX 75229
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2014 - Present (10 years)BE*TRADE SECURITIES LLC (CRD# 29106)2010 - 2014 (3 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2004 - 2010 (6 years)IAE*TRADE CAPITAL MANAGEMENT, LLC (CRD# 42159)2011 - 2014 (3 years)
License(s)

State Registrations

B
Arizona 11/14/2019

B
Missouri 10/30/2020

B
Arkansas 8/17/2020

B
Nevada 9/29/2020

B
California 3/11/2016

B
New Mexico 7/9/2018

B
Colorado 8/4/2015

B
North Carolina 8/23/2017

B
Connecticut 2/2/2018

B
North Dakota 10/11/2024

B
Florida 1/25/2021

B
Oklahoma 3/3/2015

B
Georgia 1/10/2019

B
Pennsylvania 5/17/2022

B
Iowa 7/5/2016

B
South Carolina 7/28/2023

B
Kansas 8/15/2014

B
Tennessee 3/5/2021

B
Louisiana 9/27/2021

B
Texas 5/6/2014

B
Maryland 2/27/2024

IA
Texas 5/6/2014

B
Michigan 9/27/2021

B
Utah 11/14/2019

B
Mississippi 8/7/2017

B
Washington 9/2/2021

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
11770 MARSH LANE, DALLAS, TX 75229
Registered with this firm since 5/6/2014

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
11770 MARSH LANE, DALLAS, TX 75229
Registered with this firm since 5/6/2014

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/03/2011 - 05/19/2014 E*TRADE CAPITAL MANAGEMENT, LLC (CRD#:42159) ARLINGTON, VA
B
12/01/2010 - 05/19/2014 E*TRADE SECURITIES LLC (CRD#:29106) DALLAS, TX
B
12/13/2004 - 12/01/2010 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) WESTLAKE, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.