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Detailed Report
MARK A LAVIOLA
Mark LaViola
CRD#: 4876099
IA
Investment Adviser
B
Broker
LPL ENTERPRISE, LLCCRD#: 8733 150 RIVER ROAD
SUITE F-3
MONTVILLE, NJ 07045
Registration History
200620082010201220142016201820202022202420262 FIRMS2022 - 2024 (2 years)2 FIRMS2024 - Present (<1 year)BPRUCO SECURITIES, LLC. (CRD# 5685)2005 - 2022 (17 years)IAPRUDENTIAL FINANCIAL PLANNING ... (CRD# 5685)2006 - 2022 (16 years)
License(s)

State Registrations

B
Florida 11/15/2024
B
New York 11/14/2024
B
New Jersey 11/14/2024
B
Pennsylvania 11/14/2024
IA
New Jersey 11/14/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL ENTERPRISE, LLC (CRD#:8733)
150 RIVER ROAD SUITE F-3, MONTVILLE, NJ 07045
NAPLES, FL
Registered with this firm since 11/14/2024
B
LPL ENTERPRISE, LLC (CRD#:8733)
150 RIVER ROAD SUITE F-3, MONTVILLE, NJ 07045
NAPLES, FL
Registered with this firm since 11/14/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 03/25/2022 - 11/14/2024 PRUDENTIAL FINANCIAL PLANNING SERVICES (CRD#:5685) Montville, NJ
B
 03/23/2022 - 11/14/2024 PRUCO SECURITIES, LLC. (CRD#:5685) Montville, NJ
IA
 01/19/2006 - 02/07/2022 PRUDENTIAL FINANCIAL PLANNING SERVICES (CRD#:5685) Basking Ridge, NJ
B
 01/06/2005 - 02/07/2022 PRUCO SECURITIES, LLC. (CRD#:5685) Basking Ridge, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.