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Detailed Report
BERNARD HAWKINS ROBERTSON III
BERNARD H ROBERTSON III, BERNARD H. ROBERTSON III, BERNARD HAWKINS ROBERTSON, BERNARD H ROBERTSON III, BERNARD HAWKINS ROBERTSON III III
CRD#: 4875947
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Investment Adviser
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Previous Broker
HACKETT ROBERTSON TOBE GROUPCRD#: 304638 2021 LAKESHORE DRIVE
SUITE 200
NEW ORLEANS, LA 70122
Registration History
200620082010201220142016201820202022202420262 FIRMS2008 - 2013 (4 years)IAHACKETT ROBERTSON TOBE GROUP (CRD# 304638)2019 - Present (5 years)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2013 - 2019 (5 years)BFFC CAPITAL ADVISORS, LLC (CRD# 149179)2013 - 2013 (<1 year)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2006 - 2008 (2 years)BLEGG MASON WOOD WALKER, INCORP... (CRD# 6555)2005 - 2006 (1 year)IARAYMOND JAMES FINANCIAL SERVIC... (CRD# 149018)2014 - 2019 (5 years)IAFFC CAPITAL MANAGEMENT (CRD# 113205)2013 - 2014 (<1 year)
License(s)

State Registrations

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Louisiana 9/5/2019
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Texas 9/5/2019
Current Registration(s)
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HACKETT ROBERTSON TOBE GROUP (CRD#:304638)
2021 LAKESHORE DRIVE SUITE 200, NEW ORLEANS, LA 70122
Registered with this firm since 9/5/2019
Previous Registration(s)
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 01/31/2014 - 08/02/2019 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) NEW ORLEANS, LA
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 12/09/2013 - 08/02/2019 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) NEW ORLEANS, LA
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 02/11/2013 - 01/06/2014 FFC CAPITAL MANAGEMENT (CRD#:113205) NEW ORLEANS, LA
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 03/13/2013 - 12/17/2013 FFC CAPITAL ADVISORS, LLC (CRD#:149179) NEW ORLEANS, LA
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 08/15/2008 - 02/01/2013 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW ORLEANS, LA
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 08/15/2008 - 02/01/2013 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW ORLEANS, LA
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 02/21/2006 - 09/04/2008 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW ORLEANS, LA
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 01/28/2005 - 02/21/2006 LEGG MASON WOOD WALKER, INCORPORATED (CRD#:6555) BALTIMORE, MD
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.