Individual Firm
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Leanne Kim Skelly
Leanne K Skelly
CRD#: 4875477
IA
B
LPL FINANCIAL LLCCRD#: 6413 303 TWIN DOLPHIN DR 6TH FL
REDWOOD CITY, CA 94065
REDWOOD CITY, CA 94065
0
Disclosures
19
Years of Experience
View By:
State Registrations
B
Arizona 9/27/2022
B
Maryland 9/27/2022
B
California 9/27/2022
B
Nevada 9/27/2022
IA
California 9/28/2022
B
North Carolina 9/27/2022
B
Florida 9/27/2022
B
Ohio 10/2/2024
B
Louisiana 2/4/2025
B
Oregon 5/24/2024
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 9/28/2022
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Registered with this firm since 9/27/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/02/2011 - 09/29/2022 | HALF MOON BAY, CA | |
B | 01/06/2011 - 09/29/2022 | HALF MOON BAY, CA | |
B | 12/15/2009 - 11/30/2010 | WILLIAMSBURG, VA | |
B | 08/18/2005 - 08/04/2009 | SAN CARLOS, CA | |
B | 01/20/2005 - 08/23/2005 | PITTSBURGH, PA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.