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Rebecca Shannon Hickman
REBECCA JEAN SHANNON, REBECCA JEAN WHEELER, REBECCA S. WHEELER, REBECCA SHANNON WHEELER, REBECCA WHEELER
CRD#: 4874590
IA
B
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 27 TOWNE DRIVE
SUITE 101, SUITE 202
BLUFFTON, SC 29910
SUITE 101, SUITE 202
BLUFFTON, SC 29910
0
Disclosures
17
Years of Experience
View By:
State Registrations
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Alabama 8/12/2019
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Montana 11/14/2022
B
Alaska 6/3/2019
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Nebraska 8/12/2019
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Arizona 8/12/2019
B
Nevada 8/12/2019
B
Arkansas 8/12/2019
B
New Hampshire 8/12/2019
B
California 8/12/2019
B
New Jersey 8/12/2019
B
Colorado 8/12/2019
B
New Mexico 8/12/2019
B
Connecticut 8/12/2019
B
New York 6/3/2019
B
Delaware 8/12/2019
B
North Carolina 6/3/2019
B
District of Columbia 6/3/2019
B
Ohio 8/12/2019
B
Florida 8/12/2019
B
Oklahoma 6/24/2021
B
Georgia 6/3/2019
B
Oregon 8/12/2019
B
Hawaii 8/12/2019
B
Pennsylvania 8/12/2019
B
Idaho 1/21/2025
B
Rhode Island 8/12/2019
B
Illinois 8/12/2019
B
South Carolina 6/3/2019
B
Indiana 8/12/2019
IA
South Carolina 6/3/2019
B
Iowa 8/12/2019
B
South Dakota 8/12/2019
B
Kansas 8/12/2019
B
Tennessee 8/12/2019
B
Kentucky 8/12/2019
B
Texas 8/12/2019
B
Louisiana 8/12/2019
B
Utah 6/3/2019
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Maine 8/12/2019
B
Vermont 8/12/2019
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Maryland 8/12/2019
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Virgin Islands 10/27/2022
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Massachusetts 6/3/2019
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Virginia 8/12/2019
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Michigan 8/12/2019
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Washington 8/12/2019
B
Minnesota 8/12/2019
B
West Virginia 6/8/2020
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Mississippi 8/12/2019
B
Wisconsin 8/12/2019
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Missouri 8/12/2019
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Wyoming 11/14/2022
SRO Registrations
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IA
Registered with this firm since 6/3/2019
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Registered with this firm since 6/3/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/01/2008 - 05/30/2019 | COLUMBIA, SC | |
B | 01/01/2008 - 05/30/2019 | COLUMBIA, SC | |
B | 07/20/2007 - 01/03/2008 | DANIEL ISLAND, SC | |
IA | 10/31/2007 - 01/01/2008 | DANIEL ISLAND, SC |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.