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Detailed Report
JONATHAN DOMINY
JONATHAN ANDREW DOMINY
CRD#: 4873926
IA
Investment Adviser
B
Broker
ALLIANCEBERNSTEIN L.P.CRD#: 108477 127 PUBLIC SQUARE, SUITE 5000
CLEVELAND, OH 44114
SANFORD C. BERNSTEIN & CO., LLCCRD#: 104474 127 PUBLIC SQUARE, SUITE 5000
CLEVELAND, OH 44114
Registration History
200620082010201220142016201820202022202420262 FIRMS2005 - 2006 (1 year)2 FIRMS2010 - 2014 (4 years)2 FIRMS2022 - Present (2 years)BPNC CAPITAL MARKETS LLC (CRD# 15647)2020 - 2022 (2 years)BPNC FUNDS DISTRIBUTOR, LLC (CRD# 118787)2014 - 2019 (5 years)BINVESCO CAPITAL MARKETS, INC. (CRD# 6939)2006 - 2014 (7 years)IAPNC CAPITAL ADVISORS LLC (CRD# 151829)2014 - 2022 (7 years)IAVAN KAMPEN ADVISORS INC (CRD# 104703)2006 - 2010 (3 years)
License(s)

State Registrations

B
Alabama 1/24/2023
B
North Carolina 10/23/2023
B
Illinois 2/27/2025
B
Ohio 5/13/2022
B
Michigan 7/18/2023
IA
Ohio 5/13/2022
B
New York 2/27/2025
B
Pennsylvania 6/8/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ALLIANCEBERNSTEIN L.P. (CRD#:108477)
127 PUBLIC SQUARE, SUITE 5000, CLEVELAND, OH 44114
Registered with this firm since 5/13/2022
B
SANFORD C. BERNSTEIN & CO., LLC (CRD#:104474)
127 PUBLIC SQUARE, SUITE 5000, CLEVELAND, OH 44114
Registered with this firm since 5/12/2022
Previous Registration(s)
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IA
 08/13/2014 - 05/10/2022 PNC CAPITAL ADVISORS LLC (CRD#:151829) CLEVELAND, OH
B
 05/13/2020 - 05/10/2022 PNC CAPITAL MARKETS LLC (CRD#:15647) CLEVELAND, OH
B
 09/11/2014 - 12/31/2019 PNC FUNDS DISTRIBUTOR, LLC (CRD#:118787) CLEVELAND, OH
IA
 06/14/2010 - 06/18/2014 INVESCO ADVISERS, INC. (CRD#:105360) ATLANTA, GA
B
 06/01/2010 - 06/18/2014 INVESCO DISTRIBUTORS, INC. (CRD#:7369) DOWNERS GROVE, IL
B
 09/21/2006 - 06/18/2014 INVESCO CAPITAL MARKETS, INC. (CRD#:6939) DOWNERS GROVE, IL
IA
 09/21/2006 - 08/06/2010 VAN KAMPEN ADVISORS INC (CRD#:104703) HOUSTON, TX
IA
 09/16/2005 - 08/17/2006 MCDONALD INVESTMENTS INC. (CRD#:566) CLEVELAND, OH
B
 02/02/2005 - 08/17/2006 MCDONALD INVESTMENTS INC. (CRD#:566) CLEVELAND, OH
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.