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Detailed Report
DAVID EDWARD ARENS
CRD#: 4873788
IA
Investment Adviser
PRIVATE WEALTH ASSET MANAGEMENTCRD#: 315819 315 5TH STREET
SUITE 200
WEST DES MOINES, IA 50265
Registration History
20062008201020122014201620182020202220242026IAPRIVATE WEALTH ASSET MANAGEMENT (CRD# 315819)2022 - Present (3 years)IAWELLS FARGO ADVISORS, LLC (CRD# 19616)2011 - 2014 (3 years)IAWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2005 - 2011 (5 years)
License(s)

State Registrations

IA
Iowa 1/4/2022
Current Registration(s)
IA
PRIVATE WEALTH ASSET MANAGEMENT (CRD#:315819)
315 5TH STREET SUITE 200, WEST DES MOINES, IA 50265
Registered with this firm since 1/4/2022
Previous Registration(s)
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IA
 01/03/2011 - 12/09/2014 WELLS FARGO ADVISORS, LLC (CRD#:19616) DES MOINES, IA
IA
 12/07/2005 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) DES MOINES, IA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.