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RICHARD MARK SONNEFELD
CRD#: 4873514
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 TWO CONTRA WAY
MERRIMACK, NH 03054
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 ROCKY RIVER, OH
Registration History
201920202021202220232024202520262 FIRMS2019 - 2020 (<1 year)2 FIRMS2021 - Present (3 years)
License(s)

State Registrations

B
Alabama 12/7/2021

B
Nevada 12/13/2021

B
Alaska 12/6/2021

B
New Hampshire 12/6/2021

B
Arizona 12/14/2021

B
New Jersey 12/6/2021

B
Arkansas 12/3/2021

B
New Mexico 12/3/2021

B
California 12/6/2021

B
New York 1/4/2022

B
Colorado 12/3/2021

B
North Carolina 12/6/2021

B
Connecticut 12/2/2021

B
North Dakota 12/6/2021

B
Delaware 12/3/2021

B
Ohio 12/2/2021

B
District of Columbia 12/9/2021

IA
Ohio 12/17/2021

B
Florida 12/3/2021

B
Oklahoma 12/6/2021

B
Georgia 12/6/2021

B
Oregon 12/20/2021

B
Hawaii 12/3/2021

B
Pennsylvania 12/6/2021

B
Idaho 12/2/2021

B
Puerto Rico 12/7/2021

B
Illinois 12/6/2021

B
Rhode Island 12/16/2021

B
Indiana 12/3/2021

B
South Carolina 12/6/2021

B
Iowa 12/10/2021

B
South Dakota 1/5/2022

B
Kansas 12/2/2021

B
Tennessee 12/3/2021

B
Kentucky 12/6/2021

B
Texas 12/2/2021

B
Louisiana 12/6/2021

IA
Texas 12/20/2021

B
Maine 12/2/2021

B
Utah 12/2/2021

B
Maryland 12/2/2021

B
Vermont 12/2/2021

B
Massachusetts 12/3/2021

B
Virgin Islands 12/3/2021

B
Michigan 12/6/2021

B
Virginia 12/2/2021

B
Minnesota 12/8/2021

B
Washington 12/3/2021

B
Mississippi 12/2/2021

B
West Virginia 12/7/2021

B
Missouri 12/2/2021

B
Wisconsin 12/6/2021

B
Montana 12/8/2021

B
Wyoming 12/3/2021

B
Nebraska 12/9/2021

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
TWO CONTRA WAY, MERRIMACK, NH 03054
Registered with this firm since 12/17/2021

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
ROCKY RIVER, OH
Registered with this firm since 12/2/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/26/2019 - 01/09/2020 EDWARD JONES (CRD#:250) Rocky River, OH
B
10/25/2019 - 01/09/2020 EDWARD JONES (CRD#:250) ST. LOUIS, MO
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.