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OMARI SIMPSON
CRD#: 4873287
IA
Investment Adviser
B
Broker
VALIC FINANCIAL ADVISORS, INC.CRD#: 42803 2929 ALLEN PARKWAY
HOUSTON, TX 77019
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2005 - 2006 (1 year)2 FIRMS2006 - 2009 (3 years)2 FIRMS2010 - 2010 (<1 year)2 FIRMS2012 - 2014 (2 years)2 FIRMS2014 - Present (10 years)
License(s)

State Registrations

B
Alabama 10/3/2014

B
Montana 10/3/2014

B
Alaska 10/3/2014

B
Nebraska 10/3/2014

B
Arizona 10/3/2014

B
Nevada 10/3/2014

B
Arkansas 10/3/2014

B
New Hampshire 10/3/2014

B
California 10/3/2014

B
New Jersey 10/3/2014

B
Colorado 10/3/2014

B
New Mexico 10/3/2014

B
Connecticut 10/3/2014

B
New York 10/3/2014

B
Delaware 10/3/2014

B
North Carolina 10/3/2014

B
District of Columbia 10/3/2014

B
North Dakota 10/3/2014

B
Florida 10/3/2014

B
Ohio 10/6/2014

B
Georgia 10/3/2014

B
Oklahoma 10/3/2014

B
Hawaii 10/3/2014

B
Oregon 10/3/2014

B
Idaho 10/3/2014

B
Pennsylvania 10/3/2014

B
Illinois 10/3/2014

B
Rhode Island 10/3/2014

B
Indiana 10/3/2014

B
South Carolina 10/3/2014

B
Iowa 10/3/2014

B
South Dakota 10/3/2014

B
Kansas 10/3/2014

B
Tennessee 10/3/2014

B
Kentucky 10/3/2014

B
Texas 10/3/2014

B
Louisiana 10/3/2014

IA
Texas 10/3/2014

B
Maine 10/3/2014

B
Utah 10/3/2014

B
Maryland 10/3/2014

B
Vermont 10/3/2014

B
Massachusetts 10/3/2014

B
Virginia 10/3/2014

B
Michigan 10/3/2014

B
Washington 10/3/2014

B
Minnesota 10/3/2014

B
West Virginia 10/3/2014

B
Mississippi 10/3/2014

B
Wisconsin 10/3/2014

B
Missouri 10/3/2014

B
Wyoming 10/3/2014

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
2929 ALLEN PARKWAY, HOUSTON, TX 77019
Registered with this firm since 10/3/2014

B
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
2929 ALLEN PARKWAY, HOUSTON, TX 77019
Registered with this firm since 10/3/2014

Previous Registration(s)
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IA
01/11/2012 - 09/26/2014 NEXT FINANCIAL GROUP, INC. (CRD#:46214) HOUSTON, TX
B
01/11/2012 - 09/26/2014 NEXT FINANCIAL GROUP, INC. (CRD#:46214) HOUSTON, TX
IA
02/08/2010 - 06/24/2010 EDWARD JONES (CRD#:250) HOUSTON, TX
B
02/08/2010 - 06/24/2010 EDWARD JONES (CRD#:250) HOUSTON, TX
IA
05/10/2006 - 08/25/2009 INVESCO AIM PRIVATE ASSET MANAGEMENT, INC. (CRD#:109264) HOUSTON, TX
B
05/10/2006 - 08/25/2009 INVESCO AIM DISTRIBUTORS, INC. (CRD#:7369) HOUSTON, TX
IA
01/14/2005 - 04/27/2006 UBS FINANCIAL SERVICES INC. (CRD#:8174) HOUSTON, TX
B
01/01/2005 - 04/27/2006 UBS FINANCIAL SERVICES INC. (CRD#:8174) WEEHAWKEN, NJ
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.