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STEVEN HOWARD BERNSTEIN
CRD#: 4873232
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 4100 CORPORATE SQUARE
STE 131
NAPLES, FL 34104
CETERA FINANCIAL SPECIALISTS LLCCRD#: 10358 4100 CORPORATE SQUARE
STE 131
NAPLES, FL 34104
Registration History
20062008201020122014201620182020202220242 FIRMS2005 - Present (19 years)
License(s)

State Registrations

B
Alabama 6/2/2021

B
Illinois 2/21/2005

B
Arizona 9/16/2010

B
Missouri 3/12/2013

B
Arkansas 10/1/2024

B
Montana 9/30/2009

B
California 11/3/2005

B
North Carolina 9/8/2022

B
Colorado 6/22/2016

B
Texas 6/22/2016

B
Connecticut 8/19/2022

IA
Texas 2/23/2023

B
Florida 5/26/2005

B
Virginia 5/26/2005

IA
Florida 8/15/2022

B
Wisconsin 4/16/2019

B
Georgia 3/27/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
4100 CORPORATE SQUARE STE 131, NAPLES, FL 34104
Registered with this firm since 3/3/2005

B
CETERA FINANCIAL SPECIALISTS LLC (CRD#:10358)
4100 CORPORATE SQUARE STE 131, NAPLES, FL 34104
Registered with this firm since 1/11/2005

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.