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GARY ADAM HERSCH
GARY HERSCH
CRD#: 4872319
IA
B
EQUITABLE ADVISORS, LLCCRD#: 6627 6300 CANOGA AVENUE
SUITE 1600
WOODLAND HILLS, CA 91367
SUITE 1600
WOODLAND HILLS, CA 91367
0
Disclosures
19
Years of Experience
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State Registrations
IA
California 12/12/2023
B
Massachusetts 2/18/2025
B
California 12/13/2023
B
New Mexico 9/24/2024
SRO Registrations
B
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B
Registered with this firm since 12/13/2023
IA
Registered with this firm since 12/12/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/19/2012 - 10/21/2022 | ORANGE, CA | |
B | 06/18/2012 - 10/14/2022 | ORANGE, CA | |
IA | 06/01/2009 - 07/13/2012 | WOODLAND HILLS, CA | |
B | 06/01/2009 - 07/13/2012 | WOODLAND HILLS, CA | |
IA | 04/13/2007 - 06/01/2009 | WOODLAND HILLS, CA | |
B | 04/13/2007 - 06/01/2009 | WOODLAND HILLS, CA | |
IA | 01/01/2005 - 04/23/2007 | ENCINO, CA | |
B | 12/10/2004 - 04/23/2007 | ENCINO, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.