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Diego F Jimenez
JAMES ANDERSON, DIEGO FERNANDO JIMENEZ, GIEGO FERNANDO JIMENEZ
CRD#: 4872013
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 5101 FOURTH AVENUE
BROOKLYN, NY 11220
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2009 - 2012 (2 years)2 FIRMS2012 - Present (12 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2007 - 2009 (2 years)BCITICORP INVESTMENT SERVICES (CRD# 23988)2006 - 2007 (<1 year)BFIRST REPUBLIC GROUP, LLC (CRD# 39781)2004 - 2005 (<1 year)
Disclosure(s)
View By:
9/23/2013
Customer Dispute
Denied
License(s)

State Registrations

B
California 8/28/2024

IA
New York 5/3/2021

B
Connecticut 10/1/2012

B
North Carolina 4/6/2023

B
Florida 3/17/2016

B
Pennsylvania 5/12/2021

B
Louisiana 9/18/2017

B
Puerto Rico 10/1/2012

B
Michigan 2/3/2023

B
South Carolina 4/6/2023

B
New Jersey 10/1/2012

B
Texas 8/12/2022

IA
New Jersey 10/1/2012

IA
Texas 8/16/2022

B
New York 10/1/2012

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
5101 FOURTH AVENUE, BROOKLYN, NY 11220
Registered with this firm since 10/1/2012

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
5101 FOURTH AVENUE, BROOKLYN, NY 11220
Registered with this firm since 10/1/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/15/2009 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) BROOKLYN, NY
B
12/15/2009 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) BROOKLYN, NY
B
05/29/2007 - 12/17/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) BROOKLYN, NY
B
10/17/2006 - 05/29/2007 CITICORP INVESTMENT SERVICES (CRD#:23988) BROOKLYN, NY
B
11/11/2004 - 07/01/2005 FIRST REPUBLIC GROUP, LLC (CRD#:39781)
FINRA expelled the firm on 09/23/2009
NEW YORK, NY
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.