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Detailed Report
Kevin S. Clark
KEVIN S CLARK, KEVIN SCOTT CLARK, KEVIN CLARK
CRD#: 4871961
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 16534 N FLORIDA AVE
LUTZ, FL 33549
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2005 - 2006 (1 year)2 FIRMS2014 - 2016 (1 year)2 FIRMS2016 - 2018 (2 years)2 FIRMS2018 - 2021 (2 years)2 FIRMS2021 - Present (3 years)BGUGGENHEIM FUNDS DISTRIBUTORS, LLC (CRD# 39805)2006 - 2014 (8 years)IAGUGGENHEIM INVESTMENTS (CRD# 105477)2014 - 2014 (<1 year)IACLAYMORE ADVISORS, LLC (CRD# 129288)2006 - 2008 (2 years)
License(s)

State Registrations

B
California 11/2/2021
B
Kentucky 6/29/2023
B
Colorado 10/21/2021
B
Massachusetts 3/7/2022
B
Connecticut 9/14/2021
B
New York 10/21/2021
B
Delaware 6/21/2024
B
North Carolina 1/30/2023
B
District of Columbia 10/21/2021
B
Ohio 9/14/2021
B
Florida 9/14/2021
B
Tennessee 2/24/2025
IA
Florida 10/4/2021
B
Washington 2/20/2024
B
Illinois 9/14/2021

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE National, Inc.
B
 NYSE Texas, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
16534 N FLORIDA AVE, LUTZ, FL 33549
5305 EHRLICH RD, TAMPA, FL 33625
Registered with this firm since 10/4/2021
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
16534 N FLORIDA AVE, LUTZ, FL 33549
5305 EHRLICH RD, TAMPA, FL 33625
Registered with this firm since 9/14/2021
Previous Registration(s)
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 12/26/2018 - 09/02/2021 FIFTH THIRD SECURITIES, INC. (CRD#:628) TAMPA, FL
B
 12/21/2018 - 09/02/2021 FIFTH THIRD SECURITIES, INC. (CRD#:628) TAMPA, FL
IA
 04/28/2016 - 12/13/2018 PNC INVESTMENTS (CRD#:129052) BRANDON, FL
B
 04/22/2016 - 12/13/2018 PNC INVESTMENTS (CRD#:129052) BRANDON, FL
IA
 09/09/2014 - 03/18/2016 WELLS FARGO ADVISORS, LLC (CRD#:19616) TAMPA, FL
B
 09/05/2014 - 03/18/2016 WELLS FARGO ADVISORS, LLC (CRD#:19616) TAMPA, FL
IA
 03/04/2014 - 08/18/2014 GUGGENHEIM INVESTMENTS (CRD#:105477) NEW YORK, NY
B
 03/01/2006 - 08/18/2014 GUGGENHEIM FUNDS DISTRIBUTORS, LLC (CRD#:39805) CHICAGO, IL
IA
 03/01/2006 - 11/04/2008 CLAYMORE ADVISORS, LLC (CRD#:129288) LISLE, IL
IA
 01/13/2005 - 02/06/2006 UBS FINANCIAL SERVICES INC. (CRD#:8174) HARTFORD, CT
B
 01/01/2005 - 02/06/2006 UBS FINANCIAL SERVICES INC. (CRD#:8174) WEEHAWKEN, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.