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SARI WARSAW
SARI LYN LEBENHART, SARI LYN WARSAW
CRD#: 4871953
IA
B
MORGAN STANLEYCRD#: 149777 Two Jericho Plaza
Jericho, NY 11753
Jericho, NY 11753
0
Disclosures
20
Years of Experience
View By:
State Registrations
B
Arizona 9/5/2023
B
New Mexico 11/17/2022
B
California 9/13/2019
B
New York 9/13/2019
B
Colorado 1/12/2023
IA
New York 6/16/2021
B
Connecticut 9/13/2019
B
North Carolina 9/13/2019
IA
Connecticut 9/20/2019
B
Ohio 5/4/2023
B
District of Columbia 11/17/2022
B
Oregon 9/13/2019
B
Florida 9/13/2019
B
Pennsylvania 9/13/2019
B
Georgia 9/13/2019
B
Rhode Island 11/17/2022
B
Illinois 9/13/2019
B
South Carolina 9/13/2019
B
Louisiana 11/21/2022
B
Texas 9/13/2019
B
Maine 11/17/2022
IA
Texas 3/10/2020
B
Maryland 9/13/2019
B
Utah 9/13/2019
B
Massachusetts 9/13/2019
B
Vermont 4/8/2024
B
Montana 9/13/2019
B
Virginia 9/13/2019
B
New Hampshire 11/17/2022
B
Washington 9/13/2019
B
New Jersey 9/13/2019
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 9/20/2019
B
Registered with this firm since 9/13/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/31/2009 - 09/25/2019 | NEW YORK, NY | |
B | 05/05/2009 - 09/25/2019 | NEW YORK, NY | |
B | 11/18/2004 - 05/28/2009 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.