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Detailed Report
ANDREW KURTIS KRUMPELMAN
ANDREW KURTIS KRUMPLEMAN, ANDY KURTIS KRUMPLEMAN
CRD#: 4871188
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 900 SALEM STREET
SMITHFIELD, RI 02917
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 FT MITCHELL, KY
Registration History
200420062008201020122014201620182020202220242026IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2018 - Present (6 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2012 - Present (12 years)BSAYBRUS EQUITY SERVICES, INC (CRD# 153319)2011 - 2012 (<1 year)BHARTFORD EQUITY SALES COMPANY INC. (CRD# 6604)2007 - 2010 (2 years)BMUTUAL SERVICE CORPORATION (CRD# 4806)2007 - 2007 (<1 year)BTOUCHSTONE SECURITIES, INC. (CRD# 1526)2004 - 2006 (1 year)IASTRATEGIC ADVISERS LLC (CRD# 104555)2013 - 2018 (5 years)
License(s)

State Registrations

B
District of Columbia 1/8/2013
B
North Carolina 1/9/2013
B
Florida 1/8/2013
B
Ohio 1/9/2013
B
Kentucky 10/4/2012
B
South Carolina 1/8/2013
IA
Kentucky 7/13/2018
B
Virginia 1/8/2013
B
New York 1/8/2013

SRO Registrations

B
 FINRA
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
900 SALEM STREET, SMITHFIELD, RI 02917
FT MITCHELL, KY
Registered with this firm since 7/13/2018
B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
FT MITCHELL, KY
Registered with this firm since 10/4/2012
Previous Registration(s)
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IA
 03/12/2013 - 07/13/2018 STRATEGIC ADVISERS LLC (CRD#:104555) COVINGTON, KY
B
 09/22/2011 - 05/16/2012 SAYBRUS EQUITY SERVICES, INC (CRD#:153319) HARTFORD, CT
B
 11/21/2007 - 01/08/2010 HARTFORD EQUITY SALES COMPANY INC. (CRD#:6604) HARTFORD, CT
B
 03/01/2007 - 10/16/2007 MUTUAL SERVICE CORPORATION (CRD#:4806) FT. MITCHELL, KY
B
 11/19/2004 - 10/02/2006 TOUCHSTONE SECURITIES, INC. (CRD#:1526) CINCINNATI, OH
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.