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Detailed Report
TIMOTHY JOSEPH VINTON
TIM JOSEPH VINTON, TIMOTHY J VINTON
CRD#: 4869550
IA
Investment Adviser
B
Broker
MWA FINANCIAL SERVICES, INC.CRD#: 112630 LINCOLN, NE
Registration History
200420062008201020122014201620182020202220242026IAMWA FINANCIAL SERVICES, INC. (CRD# 112630)2019 - Present (5 years)BMWA FINANCIAL SERVICES INC. (CRD# 112630)2012 - Present (12 years)BCATHOLIC FINANCIAL SERVICES CO... (CRD# 37185)2009 - 2012 (3 years)BWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2006 - 2009 (2 years)BEDWARD JONES (CRD# 250)2005 - 2005 (<1 year)IAWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2007 - 2009 (1 year)
License(s)

State Registrations

B
Colorado 4/18/2017
IA
Nebraska 4/1/2019
B
Iowa 1/6/2025
B
New York 8/10/2012
B
Minnesota 5/10/2019
B
Ohio 11/17/2015
IA
Minnesota 5/10/2019
B
Pennsylvania 4/16/2013
B
Nebraska 8/10/2012
B
Texas 1/4/2018

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MWA FINANCIAL SERVICES, INC. (CRD#:112630)
LINCOLN, NE
Registered with this firm since 4/1/2019
B
MWA FINANCIAL SERVICES INC. (CRD#:112630)
LINCOLN, NE
Registered with this firm since 8/10/2012
Previous Registration(s)
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B
 02/11/2009 - 08/31/2012 CATHOLIC FINANCIAL SERVICES CORPORATION (CRD#:37185) MILWAUKEE, WI
IA
 03/27/2007 - 02/23/2009 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) LINCOLN, NE
B
 10/04/2006 - 02/23/2009 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) LINCOLN, NE
B
 01/01/2005 - 07/29/2005 EDWARD JONES (CRD#:250) ST. LOUIS, MO
For additional information about investment advisers or broker-dealers, please visit
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.