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Detailed Report
AMY PIDGEON COOKE
AMY P COOKE, AMY E. PIDGEON
CRD#: 4869342
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 190 RIVER RD
[J1/J2-RBO]
SUMMIT, NJ 07901
Registration History
200620082010201220142016201820202022202420262 FIRMS2014 - Present (10 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2008 - 2014 (5 years)BJ.P. MORGAN SECURITIES INC. (CRD# 18718)2005 - 2008 (3 years)
License(s)

State Registrations

B
California 6/26/2014
IA
New Jersey 10/27/2014
B
Connecticut 6/26/2014
B
New York 6/26/2014
B
Florida 6/26/2014
B
Pennsylvania 6/26/2014
B
New Jersey 6/26/2014

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
190 RIVER RD [J1/J2-RBO], SUMMIT, NJ 07901
Registered with this firm since 10/27/2014
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
190 RIVER RD [J1/J2-RBO], SUMMIT, NJ 07901
Registered with this firm since 6/26/2014
Previous Registration(s)
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B
 10/01/2008 - 06/11/2014 J.P. MORGAN SECURITIES LLC (CRD#:79) NEW YORK, NY
B
 07/19/2005 - 10/01/2008 J.P. MORGAN SECURITIES INC. (CRD#:18718) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.